National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-87371 | Oct 21, 2019 | SR-GEMX-2019-16 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan To Address Extraordinary Market Volatility See Also - Exhibit 5 |
| 34-87231 | Oct 4, 2019 | SR-GEMX-2019-14 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend GEMX's Rulebook and By-Laws See Also - Exhibit 5 |
| 34-87180 | Oct 1, 2019 | SR-GEMX-2019-13 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Submission of Quotes and Orders See Also - Exhibit 5 |
| 34-86946 | Sep 12, 2019 | SR-GEMX-2019-10 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Priority of Quotes and Orders Rule See Also - Exhibit 5 |
| 34-86426 | Jul 22, 2019 | SR-GEMX-2019-09 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2 (Options Market Participants) and Options 3 (Options Trading Rules) See Also - Exhibit 5 |
| 34-86346 | Jul 10, 2019 | SR-GEMX-2019-08 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate Rules From Its Current Rulebook Into Its New Rulebook Shell See Also - Exhibit 5 |
| 34-86149 | Jun 19, 2019 | SR-GEMX-2019-07 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Extend a Pilot Program See Also - Exhibit 5 |
| 34-86063 | Jun 7, 2019 | SR-GEMX-2019-06 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Governing the Give Up of a Clearing Member by a Member on Exchange Transactions See Also - Exhibit 3, Exhibit 5 |
| 34-85737 | Apr 26, 2019 | SR-GEMX-2019-05 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Exchange Registration Rules and Incorporate by Reference The Nasdaq Stock Market Rules at General 4 See Also - Exhibit 5 |
| 34-85609 | Apr 11, 2019 | SR-GEMX-2019-04 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot for Certain Options Market Rules That Are Linked to the Equity Market Plan To Address Extraordinary Market Volatility See Also - Exhibit 5 |