National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
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34-97999 | Jul 26, 2023 | SR-NYSEAMER-2023-36 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: August 22, 2023 See Also - Exhibit 5 Submit a Comment on SR-NYSEAMER-2023-36
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34-97938 | Jul 18, 2023 | SR-NYSEAMER-2023-35 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change for New Rule 971.1NYP Comments Due: August 14, 2023 See Also - Exhibit 5 |
34-97869 | Jul 10, 2023 | SR-NYSEAMER-2023-34 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed New Rules 900.3NYP, 925.1NYP, 928NYP, 928.1NYP, and 952NYP and Amendments to Rules 900.3NY, 925NY, 925.1NY, 928NY, 952NY, 953.1NY, 967NY, 967.1NY, and 985NY Comments Due: August 7, 2023 See Also - Exhibit 5 |
34-97748 | Jun 16, 2023 | SR-NYSEAMER-2023-32 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the Partial Cabinet Solution Bundles Offered as Part of Its Co-location Services Comments Due: July 14, 2023 See Also - Exhibit 5 |
34-97742 | Jun 16, 2023 | SR-NYSEAMER-2023-33 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to the Exchange's Rules Regarding Continuing Education Requirements Comments Due: July 14, 2023 |
34-97739 | Jun 15, 2023 | SR-NYSEAMER-2023-17 | NYSE American LLC (NYSEAMER) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New Exchange Rule 980NYP and Amend Exchange Rule 935NY Comments Due: July 13, 2023 See Also - Exhibit 5 |
34-97717 | Jun 13, 2023 | SR-NYSEAMER-2023-27 | NYSE American LLC (NYSEAMER) | Notice of Designation of a Longer Period for Commission Action on a Proposed Change to Amend Rule 915 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs View Received Comments |
34-97715 | Jun 13, 2023 | SR-NYSEAMER-2023-30 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 7.37E to Specify the Exchange's Source of Data Feeds from MEMX LLC Comments Due: 21 days after publication in the Federal Register Comments Due: July 11, 2023 See Also - Exhibit 5 |
34-97694 | Jun 9, 2023 | SR-NYSEAMER-2023-31 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule Comments Due: July 6, 2023 See Also - Exhibit 5 |
34-97689 | Jun 9, 2023 | SR-NYSEAMER-2023-14 | NYSE American LLC (NYSEAMER) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New Section 811 of the NYSE American Company Guide to Establish Listing Standards Related to Recovery of Errone Comments Due: July 6, 2023 See Also - Exhibit 5 |