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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-88730 | Apr 22, 2020 | SR-GEMX-2020-09 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend GEMX Rules at Options 3, Section 8, Titled Options Opening Process See Also - Exhibit 5 |
| 34-88671 | Apr 16, 2020 | SR-GEMX-2020-10 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule Titled Transfer of Positions Within Options 6, Section 5 See Also - Exhibit 5 |
| 34-88472 | Mar 25, 2020 | SR-GEMX-2020-08 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 8, Opening See Also - Exhibit 5 |
| 34-88457 | Mar 23, 2020 | SR-GEMX-2020-07 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Removal of Obsolete Listing Rules See Also - Exhibit 5 |
| 34-88296 | Feb 27, 2020 | SR-GEMX-2020-05 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 7, "Types of Orders" To Permit the Exchange To Determine the Availability of Order Types and Time-In-Force Provisions See Also - Exhibit 5 |
| 34-88293 | Feb 26, 2020 | SR-GEMX-2020-04 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 3, Titled Regular Order Fees and Rebates See Also - Exhibit 5 |
| 34-88273 | Feb 24, 2020 | SR-GEMX-2020-06 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 9, Section 21 (Anti-Money Laundering Compliance Program) |
| 34-87844 | Dec 23, 2019 | SR-GEMX-2019-18 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Mass Cancellation Rule and Amend Other Sections of the Rulebook See Also - Exhibit 5 |
| 34-87818 | Dec 20, 2019 | SR-GEMX-2019-17 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule Titled "Off-Exchange RWA Transfers" at GEMX Options 6, Section 6 See Also - Exhibit 5 |
| 34-87753 | Dec 16, 2019 | SR-GEMX-2019-19 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 3 (Minimum Trading Increments) See Also - Exhibit 5 |