National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-95697 | Sep 7, 2022 | SR-NYSECHX-2022-20 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Transfer the Services and Fees Related to Colocation Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 Submit a Comment on SR-NYSECHX-2022-20
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| 34-95477 | Aug 11, 2022 | SR-NYSECHX-2022-19 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Rules 10.9261 and 10.9830 With Recent Changes by the Financial Industry Regulatory Authority, Inc. Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95425 | Aug 4, 2022 | SR-NYSECHX-2022-06 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Add Subparagraph (f)(4) Regarding Directed Orders to NYSE Chicago Rule 7.31 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95361 | Jul 25, 2022 | SR-NYSECHX-2022-17 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95340 | Jul 20, 2022 | SR-NYSECHX-2022-15 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule Related To Colocation Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95336 | Jul 20, 2022 | SR-NYSECHX-2022-16 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Non-Substantive Change to Rule 7.31(a)(2)(B) Regarding Limit Order Price Protection Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95320 | Jul 19, 2022 | SR-NYSECHX-2022-18 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 (Clearly Erroneous Executions) Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95268 | Jul 13, 2022 | SR-NYSECHX-2022-14 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95196 | Jul 5, 2022 | SR-NYSENAT-2021-23, SR-NYSECHX-2021-17, SR-NYSEArca-2021-97, SR-NYSEAMER-2021-43, SR-NYSE-2021-67 | NYSE National, Inc. (NYSENAT), NYSE Chicago, Inc. (NYSECHX), NYSE Arca (NYSEARCA), NYSE American LLC (NYSEAMER), New York Stock Exchange LLC (NYSE) | Notice of Withdrawal of Proposed Rule Changes To Amend Their Respective Fee Schedules To Offer Colocation Users Wireless Connectivity to CME Group Data and Establish Associated Fees Comments Due: December 9, 2021 View Received Comments |
| 34-95157 | Jun 24, 2022 | SR-NYSECHX-2022-13 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Certain Non-Substantive Clarifying Changes to Article 7, Rule 12 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |