National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98598 | Sep 28, 2023 | SR-NYSEAMER-2023-47 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 0 of the General and Floor Rules Comments Due: October 25, 2023 See Also - Exhibit 5 Submit a Comment on SR-NYSEAMER-2023-47
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| 34-98484 | Sep 22, 2023 | SR-NYSEAMER-2023-45 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 980NYP Comments Due: October 19, 2023 See Also - Exhibit 5 |
| 34-98483 | Sep 22, 2023 | SR-NYSEAMER-2023-44 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 900.3NYP Comments Due: October 19, 2023 See Also - Exhibit 5 |
| 34-98332 | Sep 8, 2023 | SR-NYSEAMER-2023-43 | NYSE American LLC (NYSEAMER) | NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change to Modify the NYSE American Options Fee Schedule Comments Due: October 5, 2023 See Also - Exhibit 5 |
| 34-98247 | Aug 30, 2023 | SR-NYSEAMER-2023-42 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 900.3NYP Comments Due: September 27, 2023 See Also - Exhibit 5 |
| 34-98197 | Aug 22, 2023 | SR-NYSEAMER-2023-41 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 928NYP Comments Due: September 18, 2023 See Also - Exhibit 5 |
| 34-98159 | Aug 17, 2023 | SR-NYSEAMER-2023-40 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Modify the NYSE American Options Fee Schedule Comments Due: September 13, 2023 See Also - Exhibit 5 |
| 34-98149 | Aug 16, 2023 | SR-NYSEAMER-2023-39 | NYSE American LLC (NYSEAMER) | Notice of Filing of Proposed Change to Amend the Connectivity Fee Schedule Regarding Power Allocation Comments Due: September 12, 2023 See Also - Exhibit 5 |
| 34-98110 | Aug 11, 2023 | SR-NYSEAMER-2023-37 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Equities Price List to Adopt a Fee for Directed Orders Routed Directly By the Exchange to an Alternative Trading System Comments Due: September 6, 2023 See Also - Exhibit 5 |
| 34-98013 | Jul 27, 2023 | SR-NYSEAMER-2023-27 | NYSE American LLC (NYSEAMER) | Order Granting Approval of a Proposed Rule Change to Amend Rule 915 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs View Received Comments |