National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98659 | Sep 29, 2023 | SR-NASDAQ-2023-022 | The Nasdaq Stock Market LLC (NASDAQ) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Create a New, Non-Trading Limited Underwriter Membership Class and Impose Related Requirements for Principal Underwriting Activity View Received Comments Submit a Comment on SR-NASDAQ-2023-022
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| 34-98610 | Sep 28, 2023 | SR-NASDAQ-2023-016 | The Nasdaq Stock Market LLC (NASDAQ) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the iShares Bitcoin Trust under Nasdaq Rule 5711(d), Commodity-Based Trust Shares Comments Due: October 25, 2023 Rebuttal comments: November 8, 2023 |
| 34-98606 | Sep 28, 2023 | SR-NASDAQ-2023-019 | The Nasdaq Stock Market LLC (NASDAQ) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Valkyrie Bitcoin Fund under Nasdaq Rule 5711(d), Commodity-Based Trust Shares Comments Due: October 25, 2023 Rebuttal Comments: November 8, 2023 |
| 34-98582 | Sep 28, 2023 | SR-NASDAQ-2023-038 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Equity 7, Section 115 Comments Due: 21 days after date of publication in the Federal Register. |
| 34-98563 | Sep 27, 2023 | SR-NASDAQ-2023-035 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Hashdex Nasdaq Ethereum ETF under Nasdaq Rule 5711(i) Comments Due: October 24, 2023 View Received Comments |
| 34-98489 | Sep 22, 2023 | SR-NASDAQ-2023-036 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change to Amend Rule 4120 and Rule 4753 Comments Due: October 19, 2023 View Received Comments See Also - Exhibit 5 |
| 34-98475 | Sep 21, 2023 | SR-NASDAQ-2023-037 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NOM Options 7, Section 2 Comments Due: October 18, 2023 See Also - Exhibit 5 |
| 34-98386 | Sep 14, 2023 | SR-NASDAQ-2023-025 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Related to Notification and Disclosure of Reverse Stock Splits |
| 34-98367 | Sep 12, 2023 | SR-NASDAQ-2023-017 | The Nasdaq Stock Market LLC (NASDAQ) | Order Granting Approval of a Proposed Rule Change to Modify the Package of Complimentary Services Provided to Certain Eligible Switches and Make Other Changes to IM-5900-7 and IM-5900-7A |
| 34-98366 | Sep 12, 2023 | SR-NASDAQ-2023-022 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Create a New, Non-Trading Limited Membership Class and Impose Related Requirements for Principal Underwriting Activity View Received Comments |