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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
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34-97658 | Jun 7, 2023 | SR-Phlx-2023-22 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Options 8 Rules Comments Due: July 5, 2023 See Also - Exhibit 5 Submit a Comment on SR-Phlx-2023-22
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34-97628 | May 31, 2023 | SR-Phlx-2023-21 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for PSX TotalView Comments Due: June 27, 2023 See Also - Exhibit 5 |
34-97624 | May 31, 2023 | SR-Phlx-2023-07 | Nasdaq PHLX LLC (Phlx) | Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent Certain P.M.-Settled Pilots Comments Due: July 11, 2023 |
34-97618 | May 30, 2023 | SR-Phlx-2023-19 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7 to Establish Pricing for Index Options on the Nasdaq-100 ESG Index Comments Due: June 26, 2023 See Also - Exhibit 5 |
34-97542 | May 22, 2023 | SR-Phlx-2023-18 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for PSX TotalView Comments Due: June 16, 2023 |
34-97506 | May 15, 2023 | SR-Phlx-2023-09 | Nasdaq PHLX LLC (Phlx) | Order Granting Approval of Proposed Rule Change to Permit the Listing and Trading of Options on the Nasdaq-100 ESG Index |
34-97465 | May 9, 2023 | SR-Phlx-2023-16 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 3(a)(1) Comments Due: June 5, 2023 See Also - Exhibit 5 |
34-97426 | May 3, 2023 | SR-Phlx-2023-15 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4 Comments Due: May 30, 2023 See Also - Exhibit 5 |
34-97416 | May 2, 2023 | SR-Phlx-2023-14 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4 Regarding Qualified Contingent Cross Growth Tier Rebate Comments Due: May 30, 2023 See Also - Exhibit 5 |
34-97385 | Apr 26, 2023 | SR-Phlx-2023-13 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Certain Pilot Programs Comments Due: May 23, 2023 View Received Comments See Also - Exhibit 5 |