National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-94776 | Apr 21, 2022 | SR-BX-2022-006 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4756(a)(3), in Light of Planned Changes to the System as Well as To Address Existing Issues Comments Due: May 18, 2022 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-BX-2022-006
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| 34-94761 | Apr 20, 2022 | SR-BX-2022-008 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Clearly Erroneous Pilot Until July 20, 2022 Comments Due: May 17, 2022 See Also - Exhibit 5 |
| 34-94711 | Apr 13, 2022 | SR-BX-2022-007 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make the Market Wide Circuit Breaker Pilot a Permanent Program Comments Due: May 10, 2022 See Also - Exhibit 5 |
| 34-94446 | Mar 17, 2022 | SR-BX-2022-004 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Various Processes Under Options 3, Section 20 Across the Affiliated Nasdaq Options Exchanges Comments Due: April 13, 2022 See Also - Exhibit 5 |
| 34-94434 | Mar 16, 2022 | SR-BX-2022-005 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Market-Wide Circuit Breaker Pilot to April 18, 2022 Comments Due: April 12, 2022 See Also - Exhibit 5 |
| 34-94123 | Feb 1, 2022 | SR-BX-2022-003 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Obvious Error Rule Comments Due: February 28, 2022 See Also - Exhibit 5 |
| 34-94037 | Jan 24, 2022 | SR-BX-2022-002 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees Comments Due: February 18, 2022 |
| 34-93989 | Jan 18, 2022 | SR-BX-2022-001 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BX Pricing Schedule at Options 7, Section 2 Comments Due: February 14, 2022 See Also - Exhibit 5 |
| 34-93896 | Jan 4, 2022 | SR-BX-2021-054 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Add Liquidity Order and Post-Only Quote Configuration Functionality Comments Due: January 31, 2022 See Also - Exhibit 5 |
| 34-93848 | Dec 21, 2021 | SR-BX-2021-051, SR-BX-2021-050 | Nasdaq BX, Inc. (BX) | Order Approving Proposed Rule Changes Regarding the Transfer of Ownership of Nasdaq BX Equities LLC and the Merger of Nasdaq BX Equities LLC With and Into the Exchange Comments Due: November 30, 2021 |