National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98454 | Sep 20, 2023 | SR-CBOE-2023-005 | Cboe Exchange, Inc. (CBOE) | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent the Operation of the Program that Allows the Exchange to List P.M.-Settled Third Friday-of-the-Month S&P 500 Stock Index Options ("SPX") Series View Received Comments |
| 34-98406 | Sep 15, 2023 | SR-CBOE-2023-047 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: October 12, 2023 See Also - Exhibit 5 Submit a Comment on SR-CBOE-2023-047
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| 34-98400 | Sep 14, 2023 | SR-CBOE-2023-045 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: October 11, 2023 View Received Comments See Also - Exhibit 5 |
| 34-98304 | Sep 6, 2023 | SR-CBOE-2023-044 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of a Proposed Rule Change to Adopt a Quote Protection Timer Comments Due: October 3, 2023 See Also - Exhibit 5 |
| 34-98288 | Sep 5, 2023 | SR-CBOE-2023-042 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 3.33.01. Comments Due: October 2, 2023 |
| 34-98277 | Sep 1, 2023 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 4.3 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs Comments Due: September 25, 2023 |
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| 34-98216 | Aug 24, 2023 | SR-CBOE-2023-041 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules in Connection with the Number of Legs of a Complex Order that may be Entered on a Single Order Ticket at the Time of Systemization Comments Due: September 20, 2023 See Also - Exhibit 5 |
| 34-98187 | Aug 21, 2023 | SR-CBOE-2023-040 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Relating to the Select Customer Options Reduction Program, Livevol Fees, and Routing Fee Codes Comments Due: September 15, 2023 See Also - Exhibit 5 |
| 34-98106 | Aug 10, 2023 | SR-CBOE-2023-038 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Relating to the Options Regulatory Fee Comments Due: September 6, 2023 See Also - Exhibit 5 |
| 34-98044 | Aug 2, 2023 | SR-CBOE-2023-036 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow Certain Flexible Exchange Equity Options To Be Cash Settled Comments Due: August 29, 2023 See Also - Exhibit 5 |