National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-94780 | Apr 22, 2022 | SR-BOX-2022-14 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reorganize Various Fees Within the Exchange Fee Schedule Comments Due: May 19, 2022 See Also - Exhibit 5 Submit a Comment on SR-BOX-2022-14
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| 34-94729 | Apr 15, 2022 | SR-BOX-2022-08 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change To Amend Rule 12140 (Imposition of Fines for Minor Rule Violations), To Expand the List of Violations Eligible for Disposition Under the Exchange's Minor Rule Violation Plan and Update the Fine Schedule Applicable to Certain Minor Rule Violations Comments Due: April 21, 2022 View Received Comments See Also - Exhibit 5 |
| 34-94563 | Mar 31, 2022 | SR-BOX-2022-10 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt BOX Rule 7350 (Reports and Market Data Products), Move Rule 7130(a)(2) Detailing the High Speed Vendor Feed to Proposed Rule 7350, and Adopt Rule 7350(b) (Liquidity Taker Event Report) Comments Due: April 27, 2022 See Also - Exhibit 5 |
| 34-94416 | Mar 15, 2022 | SR-BOX-2022-09 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility Comments Due: April 11, 2022 See Also - Exhibit 5 |
| 34-94278 | Feb 17, 2022 | SR-BOX-2021-14 | BOX Exchange LLC (BOX) | Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, in Connection With the Proposed Establishment of BSTX LLC as a Facility of the Exchange Comments Due: 21 days after publication in the Federal Register View Received Comments |
| 34-94264 | Feb 16, 2022 | SR-BOX-2022-07 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Adopt Electronic Market Maker Trading Permit Fees Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-94124 | Feb 1, 2022 | SR-BOX-2022-05 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BOX Rule 7170 (Nullification and Adjustment of Options Transactions Including Obvious Errors) To Improve the Operation of the Rule Comments Due: February 28, 2022 See Also - Exhibit 5 |
| 34-94092 | Jan 27, 2022 | SR-BOX-2021-06 | BOX Exchange LLC (BOX) | Notice of Filing of Amendment Nos. 2 and 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as BSTX LLC Comments Due: February 23, 2022 View Received Comments |
| 34-93982 | Jan 14, 2022 | SR-BOX-2022-03 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC ("BOX") Facility Comments Due: February 10, 2022 |
| 34-93786 | Dec 15, 2021 | SR-BOX-2021-14 | BOX Exchange LLC (BOX) | Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, in Connection With the Proposed Establishment of BSTX as a Facility of the Exchange Comments Due: July 15, 2021 View Received Comments |