National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-78162 | Jun 27, 2016 | SR-BatsEDGA-2016-14 | Bats EDGA Exchange, Inc. (BatsEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 13.8(b) Identifying Certain Transactions as the Bats One Opening Price or the Bats One Closing Price See Also - Exhibit 5 |
| 34-78121 | Jun 22, 2016 | SR-BatsEDGA-2016-12 | Bats EDGA Exchange, Inc. (BatsEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees See Also - Exhibit 5 |
| 34-78038 | Jun 10, 2016 | SR-BatsEDGA-2016-13 | Bats EDGA Exchange, Inc. (BatsEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.7, Opening Process See Also - Exhibit 5 |
| 34-77906 | May 25, 2016 | SR-BatsEDGA-2016-10 | Bats EDGA Exchange, Inc. (BatsEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.7, Opening Process See Also - Exhibit 5 |
| 34-77889 | May 24, 2016 | SR-BatsEDGA-2016-09 | Bats EDGA Exchange, Inc. (BatsEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Change to the Market Data Section of its Fee Schedule See Also - Exhibit 5 |
| 34-77810 | May 11, 2016 | SR-BatsEDGA-2016-07 | Bats EDGA Exchange, Inc. (BatsEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.11, Routing to Away Trading Centers, To Delete the IOCM and ICMT Routing Options See Also - Exhibit 5A, Exhibit 5B |
| 34-77792 | May 10, 2016 | SR-BatsEDGA-2016-08 | Bats EDGA Exchange, Inc. (BatsEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 11.21(a) To Implement the Quoting and Trading Provisions of the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5 |
| 34-77637 | Apr 18, 2016 | SR-BatsEDGA-2016-06 | Bats EDGA Exchange, Inc. (BatsEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 14.10 Setting Forth Additional Requirements for the Listing of Securities That Are Issued by the Exchange or Any of Its Affiliates See Also - Exhibit 5 |
| 34-77606 | Apr 13, 2016 | SR-BatsEDGA-2016-03 | Bats EDGA Exchange, Inc. (BatsEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 8.17 To Provide a Process for an Expedited Suspension Proceeding and Rule 12.15 To Prohibit Layering and Spoofing See Also - Exhibit 5 |
| 34-77608 | Apr 13, 2016 | SR-BatsEDGA-2016-05 | Bats EDGA Exchange, Inc. (BatsEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Certificate of Incorporation of the Exchange's Ultimate Parent Company, Bats Global Markets, Inc. See Also - Exhibit 5 |