National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-95695 | Sep 7, 2022 | SR-BX-2022-015 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 4120, 4702 and 4703 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 Submit a Comment on SR-BX-2022-015
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| 34-95676 | Sep 6, 2022 | SR-BX-2022-014 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance the BX Retail Price Improvement Program Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95332 | Jul 20, 2022 | SR-BX-2022-011 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Clearly Erroneous Pilot to October 20, 2022 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95240 | Jul 11, 2022 | SR-BX-2022-010 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Credits in Equity 7, Section 118(e) Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-94936 | May 17, 2022 | SR-BX-2022-009 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of Incorporation Comments Due: 21 days after publication in the Federal Register |
| 34-94776 | Apr 21, 2022 | SR-BX-2022-006 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4756(a)(3), in Light of Planned Changes to the System as Well as To Address Existing Issues Comments Due: May 18, 2022 View Received Comments See Also - Exhibit 5 |
| 34-94761 | Apr 20, 2022 | SR-BX-2022-008 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Clearly Erroneous Pilot Until July 20, 2022 Comments Due: May 17, 2022 See Also - Exhibit 5 |
| 34-94711 | Apr 13, 2022 | SR-BX-2022-007 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make the Market Wide Circuit Breaker Pilot a Permanent Program Comments Due: May 10, 2022 See Also - Exhibit 5 |
| 34-94446 | Mar 17, 2022 | SR-BX-2022-004 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Various Processes Under Options 3, Section 20 Across the Affiliated Nasdaq Options Exchanges Comments Due: April 13, 2022 See Also - Exhibit 5 |
| 34-94434 | Mar 16, 2022 | SR-BX-2022-005 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Market-Wide Circuit Breaker Pilot to April 18, 2022 Comments Due: April 12, 2022 See Also - Exhibit 5 |