National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
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34-93841 | Dec 21, 2021 | SR-IEX-2021-18 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the FINRA Registration Fees on the Fee Schedule Comments Due: January 18, 2022 See Also - Exhibit 5 Submit a Comment on SR-IEX-2021-18
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34-93800 | Dec 16, 2021 | SR-IEX-2021-17 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reintroduce a Market Maker Peg Order Type Comments Due: January 12, 2022 See Also - Exhibit 5 |
34-93627 | Nov 19, 2021 | SR-IEX-2021-16 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Definition of a Retail Order for the Retail Price Improvement Program Comments Due: December 17, 2021 See Also - Exhibit 5 |
34-93560 | Nov 12, 2021 | SR-IEX-2021-15 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange Comments Due: December 9, 2021 See Also - Exhibit 5 |
34-93557 | Nov 10, 2021 | SR-IEX-2021-14 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule for Market Data Fees Comments Due: December 8, 2021 View Received Comments See Also - Exhibit 5 |
34-93505 | Nov 2, 2021 | SR-IEX-2021-13 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.330 To Retire the IEX Data Platform Data Product Comments Due: November 29, 2021 See Also - Exhibit 5 |
34-93323 | Oct 14, 2021 | SR-IEX-2021-12 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Market-Wide Circuit Breakers to March 18, 2022 Comments Due: November 10, 2021 See Also - Exhibit 5 |
34-93027 | Sep 16, 2021 | SR-IEX-2021-11 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide That a Reserve Order May Have (i) an Odd Lot Sized Display Quantity and (ii) an Optional Random Initial and Replenishment Display Quantity Comments Due: October 13, 2021 See Also - Exhibit 5 |
34-92868 | Sep 2, 2021 | SR-IEX-2021-10 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate IEX Rule 11.420 (Order Audit Trail System ("OATS") Requirements) To Reflect the September 1, 2021 Retirement of OATS Comments Due: September 30, 2021 See Also - Exhibit 5 |
34-92398 | Jul 13, 2021 | SR-IEX-2021-06 | Investors Exchange LLC (IEX) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Revise the Definitions of Retail Orders and Retail Liquidity Provider Orders and Disseminate a Retail Liquidity Identifier Under the IEX Retail Price Improvement Program Comments Due: August 9, 2021 View Received Comments |