National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98637 | Sep 28, 2023 | SR-CBOE-2023-057 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its Flexible Exchange Options ("FLEX Options") Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options Comments Due: October 25, 2023 Submit a Comment on SR-CBOE-2023-057
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| 34-98621 | Sep 28, 2023 | SR-CBOE-2023-054 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of a Proposed Rule Change to Amend Rule 4.13 Comments Due: October 25, 2023 |
| 34-98571 | Sep 27, 2023 | SR-CBOE-2023-055 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Relating to the Sale of Open-Close Volume Data Comments Due: October 24, 2023 See Also - Exhibit 5 |
| 34-98557 | Sep 27, 2023 | SR-CBOE-2023-018 | Cboe Exchange, Inc. (CBOE) | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Make Permanent the Operation of its Flexible Exchange Options Pilot Program Regarding Permissible Settlem |
| 34-98511 | Sep 25, 2023 | SR-CBOE-2023-053 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Automated Price Improvement Auction Rules Comments Due: October 20, 2023 See Also - Exhibit 5 |
| 34-98509 | Sep 25, 2023 | SR-CBOE-2023-052 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Rules Related to Stock-Option Orders Comments Due: October 20, 2023 See Also - Exhibit 5 |
| 34-98502 | Sep 25, 2023 | SR-CBOE-2023-051 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Regarding Early Termination of Complex Order Auctions Comments Due: October 20, 2023 See Also - Exhibit 5 |
| 34-98474 | Sep 21, 2023 | SR-CBOE-2023-048 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 5.87 and 8.21 Comments Due: October 18, 2023 See Also - Exhibit 5 |
| 34-98456 | Sep 20, 2023 | SR-CBOE-2023-020 | Cboe Exchange, Inc. (CBOE) | Order Granting Approval of a Proposed Rule Change to Make the Nonstandard Expirations Pilot Program Permanent |
| 34-98455 | Sep 20, 2023 | SR-CBOE-2023-019 | Cboe Exchange, Inc. (CBOE) | Order Granting Approval of a Proposed Rule Change to Make Permanent the Operation of its Pilot Program that Allows the Exchange to List P.M.-Settled Third Friday-of-the-Month Mini-SPX Index ("XSP") Options and Mini-Russell 2000 Index ("MRUT") Options Seri |