National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-95173 | Jun 28, 2022 | SR-BOX-2022-21 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow Multi-Leg Qualified Open Outcry Orders ("QOO Orders") That Are Not Complex Orders To Trade in Penny Increments Regardless of the Minimum Increments Otherwise Applicable to the Individual Legs of the Multi-Leg QOO Order Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 Submit a Comment on SR-BOX-2022-21
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| 34-95081 | Jun 9, 2022 | SR-BOX-2022-20 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95037 | Jun 3, 2022 | SR-BOX-2022-08 | BOX Exchange LLC (BOX) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Rule 12140 (Imposition of Fines for Minor Rule Violations) To Expand the List of Violations Eligible for Disposition Under the Exchange's Minor Rule Violation Plan and Update the Fine Schedule Applicable to Certain Minor Rule Violations Comments Due: April 21, 2022 View Received Comments |
| 34-94920 | May 16, 2022 | SR-BOX-2022-18 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 7350 To Provide for the New "Liquidity Taker Event Report-Complex Orders" Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-94894 | May 11, 2022 | SR-BOX-2022-17 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Adopt Electronic Market Maker Trading Permit Fees Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-94794 | Apr 26, 2022 | SR-BOX-2022-16 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-2040-3, IM-2040-5 and Establish BOX Rule 2130 (Continuing Education Program for Persons Maintaining Their Qualification Following the Termination of a Registration Category) and IM-2130-1 Comments Due: May 23, 2022 View Received Comments |
| 34-94780 | Apr 22, 2022 | SR-BOX-2022-14 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reorganize Various Fees Within the Exchange Fee Schedule Comments Due: May 19, 2022 See Also - Exhibit 5 |
| 34-94729 | Apr 15, 2022 | SR-BOX-2022-08 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change To Amend Rule 12140 (Imposition of Fines for Minor Rule Violations), To Expand the List of Violations Eligible for Disposition Under the Exchange's Minor Rule Violation Plan and Update the Fine Schedule Applicable to Certain Minor Rule Violations Comments Due: April 21, 2022 View Received Comments See Also - Exhibit 5 |
| 34-94563 | Mar 31, 2022 | SR-BOX-2022-10 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt BOX Rule 7350 (Reports and Market Data Products), Move Rule 7130(a)(2) Detailing the High Speed Vendor Feed to Proposed Rule 7350, and Adopt Rule 7350(b) (Liquidity Taker Event Report) Comments Due: April 27, 2022 See Also - Exhibit 5 |
| 34-94416 | Mar 15, 2022 | SR-BOX-2022-09 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility Comments Due: April 11, 2022 See Also - Exhibit 5 |