National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-81582 | Sep 12, 2017 | SR-NYSEAMER-2017-12 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 975NY and Rule 953NY See Also - Exhibit 5 |
| 34-81569 | Sep 11, 2017 | SR-NYSEAMER-2017-13 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule See Also - Exhibit 5 |
| 34-81549 | Sep 7, 2017 | SR-NYSEAMER-2017-08 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule See Also - Exhibit 5 |
| 34-81547 | Sep 7, 2017 | SR-NYSEAMER-2017-11 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Its Price List See Also - Exhibit 5 |
| 34-81537 | Sep 6, 2017 | SR-NYSEAMER-2017-07 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Commentary .06 to Rule 980NY To Enhance the Price Protections for Complex Orders Executed on the Exchange See Also - Exhibit 5 |
| 34-81470 | Aug 23, 2017 | SR-NYSEAMER-2017-05 | NYSE American LLC (NYSEAMER) | Notice of Filing of Proposed Rule Change To Amend the Complimentary Products and Services Available to Certain Eligible New Listings Pursuant to Section 146 of the NYSE American Company Guide See Also - Exhibit 5, Rel. No. 34-81783 |
| 34-81418 | Aug 17, 2017 | SR-NYSEAMER-2017-06 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Certain Rules Adopted in Connection With the Exchange's Transition to a Fully-Automated Cash Equities Market to the List of Minor Rule Violations in Rule 9217 of the Office Rules See Also - Exhibit 5 |
| 34-81408 | Aug 16, 2017 | SR-NYSEAMER-2017-04 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE American Options Fee Schedule See Also - Exhibit 5 |
| 34-81340 | Aug 8, 2017 | SR-NYSEAMER-2017-03 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material .01 and .02 to NYSE American Rule 5.2E(j)(3) To Provide for the Inclusion of Cash in an Index Underlying a Series of Investment Company Units See Also - Exhibit 5 |
| 34-81337 | Aug 8, 2017 | SR-NYSEAMER-2017-02 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change in Connection With Its Recent Name Change From NYSE MKT LLC to NYSE American LLC and the Related Rebranding of NYSE Amex Options to NYSE American Options See Also - Exhibit 5a-5b |