National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-82224 | Dec 6, 2017 | SR-NYSEAMER-2017-35 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List and the NYSE American Options Fee Schedule To Modify the Fees Related to Four Bundles of Co-Location Services in Connection With the Exchange's Co-Location Services See Also - Exhibit 5 |
| 34-82212 | Dec 4, 2017 | SR-NYSEAMER-2017-34 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rules To Delete Obsolete Cash Equities Rules That Are Not Applicable to Trading on the Pillar Trading Platform and To Delete Other Obsolete Rules See Also - Exhibit 5 |
| 34-82162 | Nov 28, 2017 | SR-NYSEAMER-2017-26 | NYSE American LLC (NYSEAMER) | Notice of Filing of Proposed Rule Change To Amend Rule 971.1NY To Amend the Duration of a Customer Best Execution Auction See Also - Exhibit 5, Rel. No. 34-82498 |
| 34-82148 | Nov 22, 2017 | SR-NYSEAMER-2017-32 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 497-Equities (c) Regarding the Requirements for the Listing of Securities That Are Issued by the Exchange or Any of Its Affiliates See Also - Exhibit 5 |
| 34-82139 | Nov 21, 2017 | SR-NYSEAMER-2017-33 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.35E Relating to Auction Collars and To Add Temporary Rules See Also - Exhibit 5 |
| 34-82095 | Nov 16, 2017 | SR-NYSEAMER-2017-31 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 903 (Series of Options Open for Trading) See Also - Exhibit 5 |
| 34-82082 | Nov 15, 2017 | SR-NYSEAMER-2017-29 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Governing Documents of Its Intermediate Parent Companies Intercontinental Exchange Holdings, Inc., NYSE Holdings LLC and NYSE Group, Inc. To Make Them More Consistent With the Governing Documents of Their Ultimate Parent Intercontinental Exchange, Inc. See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Exhibit 5f |
| 34-82027 | Nov 7, 2017 | SR-NYSEAMER-2017-15 | NYSE American LLC (NYSEAMER) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend NYSE American Rule 980NY To Clarify the Priority of Electronic Complex Orders and To Modify Aspects of the Complex Order Auction Process See Also - Rel. No. 34-81676 |
| 34-82021 | Nov 6, 2017 | SR-NYSEAMER-2017-28 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List and the NYSE American Options Fee Schedule Relating to Co-Location Services To Reflect the Name Change of a Third Party Data Feed |
| 34-81996 | Nov 1, 2017 | SR-NYSEAMER-2017-27 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Annual Listing Fees for Common Stocks and Warrants See Also - Exhibit 5 |