National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-62945 | Sep 20, 2010 | SR-BATS-2010-025 | BATS Exchange (BATS) | Notice of Filing of a Proposed Rule Change To Amend BATS Rule 11.8, Entitled "Obligations of Market Makers" See Also - Rel. No. 34-63255 |
| 34-62901 | Sep 13, 2010 | SR-BATS-2010-024 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt BATS Rule 2.12, Entitled "BATS Trading, Inc. as Inbound Router" and To Make Related Changes |
| 34-62884 | Sep 10, 2010 | SR-NYSEArca-2010-61, SR-NYSEAmex-2010-63, SR-NYSE-2010-49, SR-NSX-2010-08, SR-NASDAQ-2010-079, SR-ISE-2010-66, SR-EDGX-2010-05, SR-EDGA-2010-05, SR-CHX-2010-14, SR-CBOE-2010-065, SR-BX-2010-044, SR-BATS-2010-018 | NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) | Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000 Index and Specified Exchange Traded Products View Received Comments See Also - Rel. No. 34-62409 |
| 34-62886 | Sep 10, 2010 | SR-NYSEArca-2010-58, SR-NYSEAmex-2010-60, SR-NYSE-2010-47, SR-NSX-2010-07, SR-NASDAQ-2010-076, SR-ISE-2010-62, SR-EDGX-2010-03, SR-EDGA-2010-03, SR-CHX-2010-13, SR-CBOE-2010-056, SR-BX-2010-040, SR-BATS-2010-016 | NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) | Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions View Received Comments See Also - Rel. No. 34-62337, Rel. No. 34-62340 |
| 34-62858 | Sep 7, 2010 | SR-BATS-2010-023 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| 34-62816 | Sep 1, 2010 | SR-BATS-2010-022 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Name of a BATS Exchange Routing Strategy |
| 34-62797 | Aug 30, 2010 | SR-NYSEArca-2010-58, SR-NYSEAmex-2010-60, SR-NYSE-2010-47, SR-NSX-2010-07, SR-NASDAQ-2010-076, SR-ISE-2010-62, SR-EDGX-2010-03, SR-EDGA-2010-03, SR-CHX-2010-13, SR-CBOE-2010-056, SR-BX-2010-040, SR-BATS-2010-016 | NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions View Received Comments See Also - Rel. No. 34-62730, Rel. No. 34-62340 |
| 34-62763 | Aug 24, 2010 | SR-NYSEArca-2010-61, SR-NYSEAmex-2010-63, SR-NYSE-2010-49, SR-NSX-2010-08, SR-NASDAQ-2010-079, SR-ISE-2010-66, SR-FINRA-2010-033, SR-EDGX-2010-05, SR-EDGA-2010-05, SR-CHX-2010-14, SR-CBOE-2010-065, SR-BX-2010-044, SR-BATS-2010-018 | NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), Financial Industry Regulatory Authority (FINRA), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility View Received Comments See Also - Rel. No. 34-62883, Rel. No. 34-62688A, Rel. No. 34-62416 |
| 34-62730 | Aug 16, 2010 | SR-NYSEArca-2010-58, SR-NYSEAmex-2010-60, SR-NYSE-2010-47, SR-NSX-2010-07, SR-NASDAQ-2010-076, SR-ISE-2010-62, SR-EDGX-2010-03, SR-EDGA-2010-03, SR-CHX-2010-13, SR-CBOE-2010-056, SR-BX-2010-040, SR-BATS-2010-016 | NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions View Received Comments See Also - Rel. No. 34-62337, Rel. No. 34-62340, Rel. No. 34-62797 |
| 34-62713 | Aug 12, 2010 | SR-BATS-2010-021 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 23.1, Entitled "Exercise of Options Contracts" See Also - Exhibit 5 |