National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-82992 | Apr 4, 2018 | SR-NYSEAMER-2018-11 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE Amex Options Fee Schedule With Respect to the Options Regulatory Fee See Also - Exhibit 5 |
34-82923 | Mar 22, 2018 | SR-NYSEAMER-2018-10 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change Amending Certain Governing Documents of the Exchange and NYSE Market, Inc. To Make a Technical Change Updating the Entities' Registered Offices and Registered Agents and Update the Date as Required See Also - Exhibit 5 |
34-82864 | Mar 13, 2018 | SR-NYSEAMER-2018-07 | NYSE American LLC (NYSEAMER) | Notice to the Exchange of Announcements of Dividends or Stock Distributions at Least Ten Minutes in Advance of Public Release See Also - Exhibit 5 |
34-82858 | Mar 12, 2018 | SR-NYSEAMER-2018-08 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Short Term Options Series Program See Also - Exhibit 5 |
34-82852 | Mar 9, 2018 | SR-NYSEAMER-2018-09 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 915 See Also - Exhibit 5 |
34-82809 | Mar 6, 2018 | SR-NYSEAMER-2018-06 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule See Also - Exhibit 5 |
34-82802 | Mar 2, 2018 | SR-NYSEAMER-2018-05 | NYSE American LLC (NYSEAMER) | Notice of Filing of Proposed Rule Change for New Rule 971.2NY for An Electronic Price Improvement Auction for Complex Orders View Received Comments See Also - Exhibit 5 |
34-82737 | Feb 16, 2018 | SR-NYSEAMER-2018-04 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Listing Standard for Warrants in Section 105 of the NYSE American Company Guide See Also - Exhibit 5 |
34-82637 | Feb 6, 2018 | SR-NYSEAMER-2018-03 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Certain of the Governing Documents of Its Intermediate Parent Companies See Also - Exhibit 5a |
34-82618 | Feb 1, 2018 | SR-NYSEAMER-2018-02 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Users With Access to Two Additional Third Party Systems and Connectivity to One Additional Third Party Data Feed See Also - Exhibit 5 |