National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-76945 | Jan 21, 2016 | SR-BATS-2015-108 | BATS Exchange (BATS) | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 11.27 To Implement the Quoting and Trading Requirements of the Tick Size Pilot Program See Also - Rel. No. 34-77291, Rel. No. 34-76552 |
| 34-76884 | Jan 13, 2016 | SR-BATS-2015-124 | BATS Exchange (BATS) | Notice of Filing of a Proposed Rule Change to Rule 14.11(i), Managed Fund Shares, To List and Trade Shares of the REX VolMAX Long VIX Weekly Futures Strategy ETF and the REX VolMAXX Inverse VIX Weekly Futures Strategy ETF of the Exchange Traded Concepts Trust View Received Comments See Also - Rel. No. 34-77287, Rel. No. 34-77620 |
| 34-76891 | Jan 13, 2016 | SR-BATS-2015-102 | BATS Exchange (BATS) | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 11.27 Regarding the Data Collection Requirements of the Tick Size Pilot Program See Also - Rel. No. 34-76524, Rel. No. 34-77105 |
| 34-76862 | Jan 11, 2016 | SR-BATS-2015-94 | BATS Exchange (BATS) | Notice of Filing of Proposed Rule Change To List and Trade Shares of the SPDR DoubleLine Emerging Markets Fixed Income ETF of the SSgA Active Trust View Received Comments See Also - Rel. No. 34-77567, Rel. No. 34-77209 |
| 34-76864 | Jan 11, 2016 | SR-BATS-2015-122 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 27.1, Definitions, and 27.4, Temporary Rule Governing Phase-Out of P and P/A Orders See Also - Exhibit 5 |
| 34-76863 | Jan 11, 2016 | SR-BATS-2015-120 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| 34-76849 | Jan 7, 2016 | SR-BATS-2015-121 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Changes to Rules 11.5, Registration of Market Makers, 11.6, Obligations of Market Maker Authorized Traders, 11.7, Registration of Market Makers in a Security, and 11.8, Obligations of Market Makers See Also - Exhibit 5 |
| 34-76844 | Jan 7, 2016 | SR-BATS-2015-123 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| 34-76841 | Jan 6, 2016 | SR-BATS-2015-101 | BATS Exchange (BATS) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt Rule 8.17 To Provide a Process for an Expedited Client Suspension Proceeding and Rule 12.15 To Prohibit Disruptive Quoting and Trading Activity See Also - Rel. No. 34-77171, Rel. No. 34-76470 |
| 34-76832 | Jan 5, 2016 | SR-BATS-2015-119 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22, Data Products, To Describe IPO Auction Viewer See Also - Exhibit 5 |