National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-77488 | Mar 31, 2016 | SR-ISEGemini-2016-03 | ISE Gemini (ISEGemini) | Notice of Filing of Proposed Rule Change Related to Market Wide Risk Protection See Also - Exhibit 5, Rel. No. 34-77881 |
34-77334 | Mar 9, 2016 | SR-ISE-Gemini-2016-02 | ISE Gemini (ISEGemini) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Limit Mandatory Participation in Scheduled Functional and Performance Testing Under Regulation SCI to Only Those Primary Market Makers That Meet Specified Criteria See Also - Exhibit 5 |
34-77247 | Feb 26, 2016 | SR-ISE-Gemini-2015-17 | ISE Gemini (ISEGemini) | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rule 804(g) See Also - Rel. No. 34-78424, Rel. No. 34-77927, Rel. No. 34-76894, Rel. No. 34-76505 |
34-77230 | Feb 25, 2016 | SR-ISE-Gemini-2016-01 | ISE Gemini (ISEGemini) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct the Text of ISE Gemini Rule 306 See Also - Exhibit 5 |
34-76894 | Jan 13, 2016 | SR-ISE-Gemini-2015-17 | ISE Gemini (ISEGemini) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Rule 804(g) See Also - Rel. No. 34-78424, Rel. No. 34-77927, Rel. No. 34-77247, Rel. No. 34-76505 |
34-76836 | Jan 5, 2016 | SR-ISE-Gemini-2015-28 | ISE Gemini (ISEGemini) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Securities Trader and Securities Trader Principal Registration Categories See Also - Exhibit 5 |
34-76505 | Nov 23, 2015 | SR-ISE-Gemini-2015-17 | ISE Gemini (ISEGemini) | Notice of Filing of Proposed Rule Change To Amend Rule 804(g) See Also - Exhibit 5, Rel. No. 34-78424, Rel. No. 34-77927, Rel. No. 34-77247, Rel. No. 34-76894 |
34-76500 | Nov 20, 2015 | SR-ISEGemini-2015-26 | ISE Gemini (ISEGemini) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees See Also - Exhibit 5 |
34-76468 | Nov 18, 2015 | SR-ISEGemini-2015-24 | ISE Gemini (ISEGemini) | Notice of Withdrawal of a Proposed Rule Change Relating to a Corporate Transaction Involving Its Indirect Parent See Also - Rel. No. 34-76416 |
34-76416 | Nov 10, 2015 | SR-ISEGemini-2015-24 | ISE Gemini (ISEGemini) | Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction Involving Its Indirect Parent See Also - Exhibit 5a, Exhibit 5b, Rel. No. 34-76468 |