National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99354 | Jan 17, 2024 | SR-NYSEAMER-2024-03 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 980NYP Comments Due: February 13, 2024 See Also - Exhibit 5 Submit a Comment on SR-NYSEAMER-2024-03
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| 34-99342 | Jan 12, 2024 | SR-NYSEAMER-2024-04 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Options Fee Schedule Comments Due: February 8, 2024 See Also - Exhibit 5 |
| 34-99296 | Jan 8, 2024 | SR-NYSEAMER-2023-67 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Equities Price List Comments Due: February 2, 2024 See Also - Exhibit 5 |
| 34-99282 | Jan 8, 2024 | SR-NYSEAMER-2024-01 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Certain Transaction Fees and Credits in the NYSE American Equities Price List and Fee Schedule Comments Due: February 2, 2024 See Also - Exhibit 5 |
| 34-99256 | Dec 29, 2023 | SR-NYSEAMER-2023-64 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Adopt New Section 145a of the NYSE American Company Guide Comments Due: January 26, 2024 See Also - Exhibit 5 |
| 34-99231 | Dec 22, 2023 | SR-NYSEAMER-2023-66 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 900.3NYP Comments Due: January 18, 2024 See Also - Exhibit 5 |
| 34-99179 | Dec 14, 2023 | SR-NYSEAMER-2023-65 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the Connectivity Fee Schedule Comments Due: January 10, 2024 See Also - Exhibit 5 |
| 34-99121 | Dec 8, 2023 | SR-NYSEAMER-2023-62 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Harmonize Rules 9261 and 9830 Comments Due: January 4, 2024 See Also - Exhibit 5 |
| 34-99087 | Dec 5, 2023 | SR-NYSEAMER-2023-63 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule Comments Due: January 2, 2024 See Also - Exhibit 5 |
| 34-99056 | Nov 30, 2023 | SR-NYSEAMER-2023-61 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Citations to Rule 600(b) of Regulation National Market System Comments Due: December 27, 2023 See Also - Exhibit 5 |