National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99665 | Mar 4, 2024 | SR-NASDAQ-2023-045 | The Nasdaq Stock Market LLC (NASDAQ) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the iShares Ethereum Trust under Nasdaq Rule 5711(d), Commodity-Based Trust Shares Comments Due: by March 29, 2024. Rebuttal comments should be submitted by April 12, 2024. View Received Comments Submit a Comment on SR-NASDAQ-2023-045
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| 34-99633 | Feb 29, 2024 | SR-NASDAQ-2024-007 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand its Cabinet Proximity Option Program Comments Due: March 27, 2024 View Received Comments |
| 34-99580 | Feb 21, 2024 | SR-NASDAQ-2024-006 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Temporary Listing Fee Waiver for Ukrainian Companies Until December 31, 2028 Comments Due: March 19, 2024 See Also - Exhibit 5 |
| 34-99557 | Feb 16, 2024 | SR-NASDAQ-2023-022 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Amendment No. 2 to a Proposed Rule Change to Create a New, Non-Trading Limited Underwriter Membership Class and Impose Related Requirements for Principal Underwriting Activity Comments Due: March 15, 2024 View Received Comments See Also - Exhibit 5 - Amendment 2 |
| 34-99535 | Feb 14, 2024 | SR-NASDAQ-2024-005 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118 Comments Due: March 13, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99512 | Feb 9, 2024 | SR-NASDAQ-2024-004 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Listing Rules 5815 and 5820 to Modify the Deadline to Submit the Required Fee for a Hearing Request and to Remove Obsolete Language Comments Due: March 7, 2024 See Also - Exhibit 5 |
| 34-99452 | Jan 31, 2024 | SR-NASDAQ-2024-003 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 3 Comments Due: February 27, 2024 See Also - Exhibit 5 |
| 34-99433 | Jan 26, 2024 | SR-NASDAQ-2023-022 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to Create a New, Non-Trading Limited Underwriter Membership Class and Impos View Received Comments |
| 34-99419 | Jan 24, 2024 | SR-NASDAQ-2023-045 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the iShares Ethereum Trust under Nasdaq Rule 5711(d), Commodity-Based Trust Shares Comments Due: June 20, 2024 View Received Comments |
| 34-99360 | Jan 17, 2024 | SR-NASDAQ-2024-001 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine W Comments Due: March 5, 2024 Rebuttal comments: March 19, 2024 View Received Comments See Also - Exhibit 5 |