National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-95772 | Sep 14, 2022 | SR-GEMX-2022-08 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees at Options 7, Section 6 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 Submit a Comment on SR-GEMX-2022-08
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| 34-94935 | May 17, 2022 | SR-GEMX-2022-07 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of Incorporation Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-94922 | May 16, 2022 | SR-GEMX-2022-06 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the GEMX Pricing Schedule at Options 7, Section 3 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-94444 | Mar 17, 2022 | SR-GEMX-2022-05 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Various Processes Under Options 3, Section 20 Across the Affiliated Nasdaq Options Exchanges Comments Due: April 13, 2022 View Received Comments See Also - Exhibit 5 |
| 34-94120 | Feb 1, 2022 | SR-GEMX-2022-04 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Obvious Error Rule Comments Due: February 28, 2022 See Also - Exhibit 5 |
| 34-94069 | Jan 26, 2022 | SR-GEMX-2022-03 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce GEMX's Options Regulatory Fee Comments Due: February 22, 2022 See Also - Exhibit 5 |
| 34-94040 | Jan 24, 2022 | SR-GEMX-2022-02 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees Comments Due: February 18, 2022 |
| 34-93999 | Jan 19, 2022 | SR-GEMX-2022-01 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend GEMX's Pricing Schedule at Options 7, Section 3 Comments Due: February 15, 2022 See Also - Exhibit 5 |
| 34-93814 | Dec 17, 2021 | SR-PHLX-2021-25, SR-NASDAQ-2021-029, SR-MRX-2021-05, SR-ISE-2021-08, SR-GEMX-2021-03, SR-CboeEDGX-2021-024, SR-CboeEDGA-2021-010, SR-CboeBZX-2021-034, SR-CboeBYX-2021-011, SR-CBOE-2021-030, SR-C2-2021-008, SR-BX-2021-018 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, The Nasdaq Stock Market LLC (NASDAQ), Nasdaq MRX, LLC (MRX), Nasdaq ISE, LLC (ISE), Nasdaq GEMX, LLC (GEMX), Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe BZX Exchange, Inc. (CboeBZX), Cboe BYX Exchange, Inc. (CboeBYX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), Nasdaq BX, Inc. (BX) | Notice of Withdrawal of Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: June 1, 2021 |
| 34-93583 | Nov 16, 2021 | SR-GEMX-2021-10 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: December 13, 2021 See Also - Exhibit 5 |