National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98010 | Jul 27, 2023 | SR-EMERALD-2023-16 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Minor, Non-Substantive Edits to Rules 100, 515A, and 521 Comments Due: August 23, 2023 See Also - Exhibit 5 Submit a Comment on SR-EMERALD-2023-16
|
| 34-97901 | Jul 13, 2023 | SR-EMERALD-2023-15 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule Comments Due: August 9, 2023 See Also - Exhibit 5 |
| 34-97813 | Jun 27, 2023 | SR-EMERALD-2023-14 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Modify Certain Connectivity and Port Fees Comments Due: July 24, 2023 View Received Comments See Also - Exhibit 5 |
| 34-97767 | Jun 20, 2023 | SR-EMERALD-2023-13 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product Comments Due: July 17, 2023 See Also - Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product |
| 34-97422 | May 2, 2023 | SR-EMERALD-2023-12 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Emerald, LLC to Amend the Fee Schedule to Modify Certain Connectivity and Port Fees Comments Due: May 30, 2023 View Received Comments See Also - Exhibit 5 |
| 34-97387 | Apr 26, 2023 | SR-EMERALD-2023-11 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule Comments Due: May 23, 2023 See Also - Exhibit 5 |
| 34-97326 | Apr 19, 2023 | SR-EMERALD-2023-10 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product Comments Due: May 16, 2023 See Also - Exhibit 5 |
| 34-97307 | Apr 19, 2023 | SR-EMERALD-2023-09 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase Fees for the ToM Market Data Product and Esta Comments Due: May 10, 2023 See Also - Exhibit 5 |
| 34-97307 | Apr 13, 2023 | SR-EMERALD-2023-09 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule Comments Due: May 10, 2023 See Also - Exhibit 5 |
| 34-97079 | Mar 8, 2023 | SR-EMERALD-2023-05 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify Certain Connectivity and Port Fees Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5 |