National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-96187 | Oct 31, 2022 | SR-IEX-2022-08 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.190(e) To Expand the Availability of the Exchange's Existing Anti-Internalization Functionality to More Members Comments Due: November 25, 2022 See Also - Exhibit 5 Submit a Comment on SR-IEX-2022-08
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| 34-96014 | Oct 11, 2022 | SR-IEX-2022-06 | Investors Exchange LLC (IEX) | Notice of Filing of Proposed Rule Change To Amend Rule 11.190(g) To Provide an Alternative Calculation for Pegged Order Types for Determining Whether a Quote Instability Condition Exists Comments Due: November 7, 2022 See Also - Exhibit 5 Submit a Comment on SR-IEX-2022-06 |
| 34-95909 | Sep 26, 2022 | SR-IEX-2022-07 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.270 (Cleary Erroneous Executions) Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95463 | Aug 10, 2022 | SR-IEX-2022-05 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a New Order Type That Pegs to the Contra-Side Primary Quote, With the Option of Using a Passive Offset Amount Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-94884 | May 10, 2022 | SR-IEX-2022-04 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove the Midpoint Price Constraint on Non-Displayed Limit Orders and Make Conforming Changes Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-94730 | Apr 15, 2022 | SR-IEX-2022-03 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers Comments Due: May 12, 2022 See Also - Exhibit 5 |
| 34-94630 | Apr 7, 2022 | SR-IEX-2022-02 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule To Adopt Market Data Fees Comments Due: May 4, 2022 See Also - Exhibit 5 |
| 34-94609 | Apr 5, 2022 | SR-IEX-2021-14 | Investors Exchange LLC (IEX) | Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule for Market Data Fees Comments Due: December 8, 2021 View Received Comments |
| 34-94448 | Mar 17, 2022 | SR-IEX-2022-01 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Market Wide Circuit Breaker to April 18, 2022 Comments Due: April 13, 2022 See Also - Exhibit 5 |
| 34-93883 | Dec 30, 2021 | SR-IEX-2021-14 | Investors Exchange LLC (IEX) | Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Its Fee Schedule for Market Data Fees Comments Due: January 19, 2022 Rebuttal comments due: February 9, 2022 View Received Comments |