National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-96355 | Nov 18, 2022 | SR-BOX-2022-29 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-5050-6 (Short Term Option Series Program) Comments Due: December 16, 2022 See Also - Exhibit 5 Submit a Comment on SR-BOX-2022-29
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| 34-96234 | Nov 4, 2022 | SR-BOX-2022-28 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Amend Certain Fees and Rebates for Qualified Contingent Cross Transactions Comments Due: December 1, 2022 See Also - Exhibit 5 |
| 34-96225 | Nov 3, 2022 | SR-BOX-2022-27 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow Electronic Multi-Leg Orders on BOX Comments Due: November 30, 2022 See Also - Exhibit 5 |
| 34-95961 | Sep 30, 2022 | SR-BOX-2022-19 | BOX Exchange LLC (BOX) | Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Article 4 of the Exchange's Bylaws To Establish a Staggered Board Comments Due: 21 days after publication in the Federal Register View Received Comments |
| 34-95446 | Aug 9, 2022 | SR-BOX-2022-19 | BOX Exchange LLC (BOX) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Article 4 of the Exchange's Bylaws To Establish a Staggered Board Comments Due: 21 days after publication in the Federal Register View Received Comments |
| 34-95430 | Aug 4, 2022 | SR-BOX-2022-24 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Establish Section IV.D.2 ("Strategy QCC Transactions") Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95414 | Aug 3, 2022 | SR-BOX-2022-23 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-2040-5 To Add the Firm Element Component to the Continuing Education Requirement, and Make Other Conforming and Clerical Updates to IM-2040-4 and Delete IM 2020-1 Comments Due: 21 days after publication in the Federal Register |
| 34-95381 | Jul 28, 2022 | SR-BOX-2022-22 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule IM-5050-11 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95217 | Jul 7, 2022 | SR-BOX-2022-08 | BOX Exchange LLC (BOX) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 12140 (Imposition of Fines for Minor Rule Violations), To Expand the List of Violations Eligible for Disposition Under the Exchange's Minor Rule Violation Plan and To Update the Fine Schedule Applicable to Minor Violations of Certain Rules Comments Due: 21 days after publication in the Federal Register View Received Comments |
| 34-95174 | Jun 29, 2022 | SR-BOX-2022-19 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change To Amend Article 4 of the Exchange's Bylaws To Establish a Staggered Board Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5 |