National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-49658 | May 6, 2004 | SR-CHX-2004-13 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Stock Exchange, Inc. To Set Fees for Member Firms' Use of Enhanced Electronic Communications Retention System |
| 34-49567 | Apr 15, 2004 | SR-CHX-2004-12 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Stock Exchange, Inc. Relating to the Implementation of a Fully-Automated Functionality for the Handling of Particular Orders Called CHXpress See Also - Rel. No. 34-50481 |
| 34-49529 | Apr 6, 2004 | SR-CHX-2004-04 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing of Proposed Rule by the Chicago Stock Exchange, Incorporated, To Revise Its Article VI, Rule 5 To Correct a Reference to the Form Used for the Registration of New Branch Offices See Also - Rel. No. 34-50089 |
| 34-49530 | Apr 6, 2004 | SR-CHX-2003-21 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing of Proposed Rule Change and Amendment No. 1 by the Chicago Stock Exchange, Inc., Relating to the Price Improvement of Orders Executed Automatically on the Exchange See Also - Rel. No. 34-49736 |
| 34-49496 | Mar 29, 2004 | SR-CHX-2003-25 | Chicago Stock Exchange, Inc. (CHX) | Order Handling Rules |
| 34-49437 | Mar 17, 2004 | SR-CHX-2003-24 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Stock Exchange, Incorporated Relating to the Definition of Primary Market See Also - Rel. No. 34-49774 |
| 34-48734 | Oct 31, 2003 | SR-CHX-2003-31 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Stock Exchange, Inc. Relating to Shareholder Approval of Equity Compensation Plans and the Voting of Proxies |
| 34-48447 | Sep 4, 2003 | SR-CHX-2003-15 | Chicago Stock Exchange, Inc. (CHX) | Order Granting Approval to Proposed Rule Change to Amend the CHX Membership Dues and Fees Schedule to Increase the Specialist Tape Credits for Certain Trades in Tape A and Tape B Securities View Received Comments See Also - Rel. No. 34-48076 |
| 34-48076 | Jun 23, 2003 | SR-CHX-2003-15 | Chicago Stock Exchange, Inc. (CHX) | Notice of Filing of Proposed Rule Change by the Chicago Stock Exchange, Incorporated To Amend the Membership Dues and Fees Schedule To Increase the Specialist Tape Credits for Certain Trades in Tape A and Tape B Securities View Received Comments See Also - Rel. No. 34-48447 |
| 34-42565 | Mar 22, 2000 | SR-CHX-99-24 | Chicago Stock Exchange, Inc. (CHX) | Order Granting Accelerated Approval of Amendment No. 1 to Proposed Rule Change by the Chicago Stock Exchange, Inc. Relating to Price Improvement for Securities that Trade in Minimum Variations of 1/64 |