National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-49466 | Mar 24, 2004 | SR-PCX-2004-21 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Relating to Exchange Fees and Charges |
| 34-49417A | Mar 23, 2004 | SR-PCX-2004-07 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. To Amend PCX Rule 1.26 To Clarify and Update Its Registration Rule for Employees of Member Organizations; Correction See Also - Rel. No. 34-49417 |
| 34-49455 | Mar 22, 2004 | SR-PCX-2003-60 | NYSE Arca (NYSEARCA) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1, 2, and 3 by the Pacific Exchange, Inc. Relating to Rules for Trading Index Options |
| 34-49417 | Mar 15, 2004 | SR-PCX-2004-07 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. To Amend PCX Rule 1.26 To Clarify and Update Its Registration Rule for Employees of Member Organizations See Also - Rel. No. 34-49417A |
| 34-49418 | Mar 15, 2004 | SR-PCX-2004-18 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Relating to Bid-Ask Differentials |
| 34-49276 | Feb 19, 2004 | SR-PCX-2003-70 | NYSE Arca (NYSEARCA) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Pacific Exchange, Inc. To Amend PCXE Rule 7.40 To Provide for the Dissemination of a Closing Price and Closing Volume View Received Comments |
| 34-48888 | Dec 5, 2003 | SR-PCX-2003-46 | NYSE Arca (NYSEARCA) | Order Approving a Proposed Rule Change and Amendment No. 1 Thereto by the Pacific Exchange, Inc. Relating to Transmission of Identity Orders View Received Comments See Also - Rel. No. 34-48598 |
| 34-48735 | Oct 31, 2003 | SR-PCX-2003-50 | NYSE Arca (NYSEARCA) | Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change by the Pacific Exchange, Inc. Relating to its Shareholder Approval Policy for Its Listed Companies Regarding Stock Option Plans and Other Equity Compensation Arrangements |
| 34-48598 | Oct 7, 2003 | SR-PCX-2003-46 | NYSE Arca (NYSEARCA) | Notice of Filing of Proposed Rule Change by the Pacific Exchange, Inc. Relating to Transmission of Identity Orders View Received Comments See Also - Rel. No. 34-48888 |
| 34-48351 | Aug 15, 2003 | SR-PCX-2003-34 | NYSE Arca (NYSEARCA) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the Pacific Exchange, Inc., and Amendment No. 1 Thereto, Relating to its Arbitration Program View Received Comments |