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National Securities Exchanges

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Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-80748 May 23, 2017 SR-NYSEMKT-2017-20 NYSE MKT (NYSEMKT) Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Rules of the Exchange, the NYSE MKT Equities Price List, the NYSE Amex Options Fee Schedule, and the NYSE Amex Options Proprietary Market Data Fees
See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e
34-80746 May 23, 2017 SR-NYSEMKT-2016-103 NYSE MKT (NYSEMKT) Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendments No. 1 and 2, Allowing the Exchange To Trade, Pursuant to Unlisted Trading Privileges, Any NMS Stock Listed on Another National Securities Exchange; Establishing Rules for the Trading Pursuant to UTP of Exchange-Traded Products; and Adopting New Equity Trading Rules Relating to Trading Halts of Securities Traded Pursuant to UTP on the Pillar Platform
View Received Comments
See Also - Rel. No. 34-80500, Rel. No. 34-80097, Rel. No. 34-79738, Rel. No. 34-79400
34-80723 May 18, 2017 SR-NYSEMKT-2017-27 NYSE MKT (NYSEMKT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 103B-Equities
See Also - Exhibit 5
34-80695 May 16, 2017 SR-NYSEMKT-2017-28 NYSE MKT (NYSEMKT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 994NY, Broadcast Order Liquidity Delivery Mechanism
See Also - Exhibit 5
34-80700 May 16, 2017 SR-NYSEMKT-2017-05 NYSE MKT (NYSEMKT) Order Approving Proposed Rule Change Amending Rules 7.29E and 1.1E To Provide for a Delay Mechanism
View Received Comments
See Also - Rel. No. 34-80268, Rel. No. 34-79998
34-80694 May 16, 2017 SR-NYSEMKT-2017-26 NYSE MKT (NYSEMKT) Notice of Filing and Immediate Effectiveness of Proposed Change Amending the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule
View Received Comments
See Also - Appendix, Rel. No. 34-81067, Rel. No. 34-82049, Rel. No. 34-82262, Rel. No. 34-82263
34-80648 May 10, 2017 SR-NYSEMKT-2017-24 NYSE MKT (NYSEMKT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amend Rule 67-Equities To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program
See Also - Exhibit 5
34-80619 May 8, 2017 SR-NYSEMKT-2017-23 NYSE MKT (NYSEMKT) Notice of Filing of Proposed Rule Change To Harmonize the Requirements of the NYSE MKT Company Guide With Respect to Periodic Reporting With Those of the NYSE
See Also - Exhibit 5, Rel. No. 34-81016
34-80616 May 5, 2017 SR-NYSEMKT-2017-13 NYSE MKT (NYSEMKT) Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Amending Rule 968NY To Make Permanent a Program That Allows Cabinet Trade Transactions To Take Place at a Price Below $1 Per Option Contract
View Received Comments
See Also - Rel. No. 34-80272
34-80590 May 4, 2017 SR-NYSEMKT-2017-01 NYSE MKT (NYSEMKT) Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Adopt New Equity Trading Rules To Transition Trading on the Exchange From a Floor-Based Market With a Parity Allocation Model to a Fully Automated Market With a Price-Time Priority Model on the Exchange's New Trading Technology Platform, Pillar
View Received Comments
See Also - Rel. No. 34-80337, Rel. No. 34-79993