National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-78981 | Sep 29, 2016 | SR-ISEGemini-2016-10 | ISE Gemini (ISEGemini) | Notice of Filing of Proposed Rule Change To Amend the By-Laws of Nasdaq, Inc. To Implement Proxy Access View Received Comments See Also - Exhibit 5, Rel. No. 34-79357 |
| 34-78790 | Sep 8, 2016 | SR-ISEGemini-2016-08 | ISE Gemini (ISEGemini) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 100(a)(37C) (Definitions) To Add Specificity to the Definition of a Professional See Also - Exhibit 5 |
| 34-78424 | Jul 27, 2016 | SR-ISE-Gemini-2015-17 | ISE Gemini (ISEGemini) | Order Disapproving a Proposed Rule Change To Amend Rule 804(g) See Also - Rel. No. 34-77927, Rel. No. 34-77247, Rel. No. 34-76894, Rel. No. 34-76505 |
| 34-78343 | Jul 15, 2016 | SR-ISEGemini-2016-07 | ISE Gemini (ISEGemini) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Price Improvement Mechanism Pilot Program See Also - Exhibit 5 |
| 34-78201 | Jun 30, 2016 | SR-ISE-Gemini-2016-06 | ISE Gemini (ISEGemini) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program See Also - Exhibit 5 |
| 34-78119 | Jun 21, 2016 | SR-ISE-2016-11, SR-ISEGemini-2016-05, SR-ISEMercury-2016-10 | ISE Mercury (ISEMercury), ISE Gemini (ISEGemini), Nasdaq ISE, LLC (ISE) | Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment No. 1 Thereto, Relating to a Corporate Transaction in Which Nasdaq, Inc. Will Become the Indirect Parent of ISE, ISE Gemini, and ISE Mercury View Received Comments See Also - Rel. No. 34-77794, Rel. No. 34-77795 |
| 34-77927 | May 26, 2016 | SR-ISE-Gemini-2015-17 | ISE Gemini (ISEGemini) | Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rule 804(g) See Also - Rel. No. 34-78424, Rel. No. 34-77247, Rel. No. 34-76894, Rel. No. 34-76505 |
| 34-77881 | May 20, 2016 | SR-ISEGemini-2016-03 | ISE Gemini (ISEGemini) | Order Approving Proposed Rule Change Related to Market Wide Risk Protection See Also - Rel. No. 34-77488 |
| 34-77795 | May 10, 2016 | SR-ISE-Gemini-2016-05 | ISE Gemini (ISEGemini) | Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction Involving Its Indirect Parent View Received Comments See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Exhibit 5f, Exhibit 5g, Rel. No. 34-78119 |
| 34-77752 | May 2, 2016 | SR-ISE-Gemini-2016-04 | ISE Gemini (ISEGemini) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees |