National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98941 | Nov 15, 2023 | SR-Phlx-2023-47 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Pricing Schedule at Options 7, Sections 4 and 7 Regarding Multiply Listed Options Fees and Routing Fees Comments Due: December 12, 2023 See Also - Exhibit 5 Submit a Comment on SR-Phlx-2023-47
|
| 34-98919 | Nov 13, 2023 | SR-Phlx-2023-48 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation of the FLEX and Cabinet Automation Comments Due: December 8, 2023 |
| 34-98743 | Oct 13, 2023 | SR-Phlx-2023-46 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its GPS Antenna Fees at General 8, Section 1 Comments Due: November 9, 2023 See Also - Exhibit 5 |
| 34-98644 | Sep 29, 2023 | SR-Phlx-2023-45 | Nasdaq PHLX LLC (Phlx) | Notice of Filing of Proposed Rule Change to Permit the Listing and Trading of P.M.-Settled Nasdasq-100 Index Options with a Third-Friday-of-the-Month Expiration View Received Comments See Also - Exhibit 5 |
| 34-98561 | Sep 27, 2023 | SR-Phlx-2023-44 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Pricing Schedule at Options 7, Section 4 Regarding Marketing Fees Comments Due: October 24, 2023 See Also - Exhibit 5 |
| 34-98528 | Sep 26, 2023 | SR-PHLX-2023-40 | Nasdaq PHLX LLC (Phlx) | Notice of Filing of Proposed Rule Change to Amend Equity 4, Rules 3301A and 3301B to Establish New "Contra Midpoint Only" and "Contra Midpoint Only with Post-Only" Order Types and to Make Other Corresponding Changes to the Rulebook View Received Comments |
| 34-98451 | Sep 20, 2023 | SR-Phlx-2023-07 | Nasdaq PHLX LLC (Phlx) | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent Certain P.M.-Settled Pilots View Received Comments |
| 34-98377 | Sep 13, 2023 | SR-Phlx-2023-43 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rules 3301A and 3301B Comments Due: October 10, 2023 See Also - Exhibit 5 |
| 34-98320 | Sep 7, 2023 | SR-PHLX-2023-41 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 13 Concerning PIXL Comments Due: October 4, 2023 See Also - Exhibit 5 |
| 34-98280 | Sep 1, 2023 | SR-PHLX-2023-40 | Nasdaq PHLX LLC (Phlx) | Notice of Filing of Proposed Rule Change to Amend Equity 4, Rules 3301A and 3301B to Establish New "Contra Midpoint Only" and "Contra Midpoint Only with Post-Only" Order Types and to Make Other Corresponding Changes to the Rulebook Comments Due: September 29, 2023 View Received Comments See Also - Exhibit 5 |