National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-83785 | Aug 7, 2018 | SR-PEARL-2018-16 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule View Received Comments See Also - Exhibit 5 |
| 34-83517 | Jun 25, 2018 | SR-PEARL-2018-14 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510 To Extend the Penny Pilot Program See Also - Exhibit 5 |
| 34-83419 | Jun 12, 2018 | SR-PEARL-2018-13 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule See Also - Exhibit 5 |
| 34-83188 | May 8, 2018 | SR-PEARL-2018-12 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule See Also - Exhibit 5 |
| 34-83092 | Apr 23, 2018 | SR-PEARL-2018-11 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 602, Continuing Market Maker Registration See Also - Exhibit 5 |
| 34-83060 | Apr 18, 2018 | SR-PEARL-2018-10 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Exchange Rule 503, Openings on the Exchange See Also - Exhibit 5 |
| 34-83039 | Apr 12, 2018 | SR-PEARL-2018-02 | MIAX PEARL, LLC (PEARL) | Order Granting Approval of a Proposed Rule Change To Adopt Rules Relating to Index Options View Received Comments |
| 34-83012 | Apr 9, 2018 | SR-PEARL-2018-08 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Implement an Equity Rights Program |
| 34-82900 | Mar 19, 2018 | SR-PEARL-2018-09 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule See Also - Exhibit 5 |
| 34-82867 | Mar 13, 2018 | SR-PEARL-2018-07 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule See Also - Exhibit 5 |