National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-49577 | Apr 19, 2004 | SR-CBOE-2004-17 | Cboe Exchange, Inc. (CBOE) | Order Approving Proposed Rule Change and Amendment No. 1 Thereto Establishing a Process for Approving and Appointing Remote Electronic Designated Primary Market-Makers |
34-49575 | Apr 16, 2004 | SR-CBOE-2004-13 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, by the Chicago Board Options Exchange, Inc. Relating to Retroactive Crediting of DPM Principal Acting as Agent Order Transaction Fees See Also - Rel. No. 34-49769 |
34-49563 | Apr 14, 2004 | SR-CBOE-2003-40 | Cboe Exchange, Inc. (CBOE) | Order Granting Accelerated Approval to Amendment No. 2 Relating to Options on Certain CBOE Volatility Indexes View Received Comments See Also - Rel. No. 34-48807 |
34-49555 | Apr 12, 2004 | SR-CBOE-2003-59 | Cboe Exchange, Inc. (CBOE) | Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to the Exchange's Obvious Error Rule |
34-49524 | Apr 2, 2004 | SR-CBOE-2004-18 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the Chicago Board Options Exchange, Inc. Relating to an Extension of Its Prospective Fee Reduction Program |
34-49518 | Apr 1, 2004 | SR-CBOE-2003-23 | Cboe Exchange, Inc. (CBOE) | Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Chicago Board Options Exchange, Inc., Relating to its Autoquote Triggered Ebook Execution System |
34-49472 | Mar 25, 2004 | SR-CBOE-2003-35 | Cboe Exchange, Inc. (CBOE) | Order Approving Proposed Rule Change, and Amendment Nos. 1, 2, and 3 Thereto by the Chicago Board Options Exchange, Inc. Relating to Non-Aggregation Treatment of Trading Units of Member Firms for Position and Exercise Limits |
34-49468 | Mar 24, 2004 | SR-CBOE-2004-11 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto by the Chicago Board Options Exchange, Inc. Relating to a Pilot Program for Modification of ROS on the Settlement Date of Futures and Options on Volatility Indexes |
34-49462 | Mar 23, 2004 | SR-CBOE-2004-02 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc., To Amend the Obvious Error Rule Relating to "No-Bid" Options See Also - Rel. No. 34-50169 |
34-49388 | Mar 10, 2004 | SR-CBOE-2003-51 | Cboe Exchange, Inc. (CBOE) | Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 by the Chicago Board Options Exchange, Inc. Relating to the Listing and Trading of Options on Three Russell Indexes View Received Comments See Also - Rel. No. 34-49111 |