National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-83350 | May 31, 2018 | SR-NYSENAT-2018-09 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the NYSE National BBO, NYSE National Trades and NYSE National Integrated Feed Market Data Feeds |
34-83344 | May 30, 2018 | SR-NYSENAT-2018-06 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Intercontinental Exchange, Inc. Director Independence Policy See Also - Exhibit 5 |
34-83289 | May 17, 2018 | SR-NYSENAT-2018-02 | NYSE National, Inc. (NYSENAT) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Amended by Amendment No. 1, To Support the Re-Launch of NYSE National, Inc. on the Pillar Trading Platform View Received Comments See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c |
34-83161 | May 3, 2018 | SR-NYSENAT-2018-05 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Certificate of Incorporation of Its Parent Company NYSE Group, Inc. See Also - Exhibit 5a |
34-83100 | Apr 25, 2018 | SR-NYSENAT-2018-02 | NYSE National, Inc. (NYSENAT) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Support the Re-Launch of NYSE National, Inc. on the Pillar Trading Platform View Received Comments |
34-82925 | Mar 22, 2018 | SR-NYSENAT-2018-04 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Amended and Restated Certificate of Incorporation See Also - Exhibit 5 |
34-82819 | Mar 7, 2018 | SR-NYSENAT-2018-02 | NYSE National, Inc. (NYSENAT) | Notice of Filing of Proposed Rule Change To Support the Re-Launch of the Exchange on the Pillar Trading Platform View Received Comments See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c |
34-82635 | Feb 6, 2018 | SR-NYSENAT-2018-03 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Certain of the Governing Documents of Its Intermediate Parent Companies See Also - Exhibit 5a |
34-82084 | Nov 15, 2017 | SR-NYSENAT-2017-05 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Governing Documents of Its Intermediate Parent Companies Intercontinental Exchange Holdings, Inc., NYSE Holdings LLC and NYSE Group, Inc. To Make Them More Consistent With the Governing Documents of Their Ultimate Parent Intercontinental Exchange, Inc. See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Exhibit 5f |
34-81782 | Sep 29, 2017 | SR-NYSENat-2017-04 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rules To Establish a Rule Numbering Framework in Connection With the Re-Launch of Trading on the Exchange See Also - Exhibit 5 |