National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-59451 | Feb 25, 2009 | SR-NYSEALTR-2009-10 | NYSE Alternext US (NYSEALTR) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by NYSE Alternext US LLC Amending Rule 472-NYSE Alternext Equities (Communications With the Public) |
| 34-59429 | Feb 20, 2009 | SR-NYSEALTR-2009-12 | NYSE Alternext US (NYSEALTR) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing a Fee for Its New Risk Management Gateway Service |
| 34-59416 | Feb 18, 2009 | SR-NYSEALTR-2009-09 | NYSE Alternext US (NYSEALTR) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC Amending Certain NYSE Alternext Equities Rules To Reflect That Designated Market Makers ("DMMs") on the Exchange No Longer Act as Agents for Orders Entered on the Exchange |
| 34-59418 | Feb 18, 2009 | SR-NYSEALTR-2009-07 | NYSE Alternext US (NYSEALTR) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Instructions as to the Payment of Listing Fees in Connection With the Listing of Additional Securities |
| 34-59394 | Feb 11, 2009 | SR-NYSEALTR-2009-11 | NYSE Alternext US (NYSEALTR) | Notice of Filing of a Proposed Rule Change Amending Rule 903 See Also - Rel. No. 34-59587 |
| 34-59360 | Feb 4, 2009 | SR-NYSEALTR-2009-06 | NYSE Alternext US (NYSEALTR) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext U.S. LLC Amending NYSE Alternext Equities Rules 116 and 123C To Create a Single Closing Print To Be Reported to the Consolidated Tape for Each Security |
| 34-59348 | Feb 3, 2009 | SR-NYSEALTR-2009-08 | NYSE Alternext US (NYSEALTR) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US, LLC Amending Rule 916 To Eliminate the $3 Market Price Per Share Requirement |
| 34-59353 | Feb 3, 2009 | SR-NYSEALTR-2008-12 | NYSE Alternext US (NYSEALTR) | Order Approving Proposed Rule Change To Establish the Risk Management Gateway Service See Also - Rel. No. 34-59144 |
| 34-59344 | Feb 2, 2009 | SR-NYSEALTR-2009-03 | NYSE Alternext US (NYSEALTR) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext U.S. LLC Making Changes to Certain NYSE Alternext Equities Rules to Conform With Amendments to Corresponding Rules Recently Filed for Immediate Effectiveness by the New York Stock Exchange LLC and To Make Other Technical Changes |
| 34-59304 | Jan 27, 2009 | SR-NYSEALTR-2009-02 | NYSE Alternext US (NYSEALTR) | Notice of Filing of Proposed Rule Change by NYSE Alternext US LLC To Revise Its Listing Fees See Also - Rel. No. 34-59560 |