National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-80989 | Jun 21, 2017 | SR-NYSEMKT-2017-36 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 960NY in Order To Extend the Penny Pilot in Options Classes in Certain Issues See Also - Exhibit 5 |
| 34-80964 | Jun 19, 2017 | SR-NYSEMKT-2017-37 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE Amex Options Fee Schedule See Also - Exhibit 5 |
| 34-80902 | Jun 12, 2017 | SR-NYSEMKT-2017-35 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Exchange's Authority To Grant Exemptions From the OATS Requirements See Also - Exhibit 5 |
| 34-80850 | Jun 2, 2017 | SR-NYSEMKT-2017-33 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Liquidity Program Until December 31, 2017 See Also - Exhibit 5 |
| 34-80804 | May 30, 2017 | SR-NYSEMKT-2017-25 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Rules 5220-Equities, 996NY Options and 9560 and Amending Rule 8313 See Also - Exhibit 5 |
| 34-80782 | May 26, 2017 | SR-NYSEMKT-2017-31 | NYSE MKT (NYSEMKT) | Notice of Filing of Proposed Rule Change To Adopt Rule 6900 To Establish the Procedures for Resolving Potential Disputes Related to CAT Fees Charged to Industry Members View Received Comments See Also - Exhibit 5, Rel. No. 34-81500, Rel. No. 34-81112 |
| 34-80794 | May 26, 2017 | SR-NYSEMKT-2017-30 | NYSE MKT (NYSEMKT) | Notice of Filing of Proposed Rule Change To Eliminate Requirements That Will Be Duplicative of CAT View Received Comments See Also - Exhibit 5 |
| 34-80793 | May 26, 2017 | SR-NYSEMKT-2017-29 | NYSE MKT (NYSEMKT) | Notice of Filing of Proposed Rule Change To Eliminate Requirements That Will Be Duplicative of CAT View Received Comments See Also - Exhibit 5 |
| 34-80753 | May 24, 2017 | SR-NYSEMKT-2017-16, SR-NYSE-2017-07 | NYSE MKT (NYSEMKT), New York Stock Exchange LLC (NYSE) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Amending NYSE Rule 36 and NYSE MKT Rule 36-Equities To Permit Exchange Floor Brokers To Use Non-Exchange Provided Telephones on the Floor View Received Comments See Also - Rel. No. 34-81103, Rel. No. 34-80374, Rel. No. 34-80375 |
| 34-80752 | May 24, 2017 | SR-NYSENAT-2017-01, SR-NYSEMKT-2017-17, SR-NYSEArca-2017-29, SR-NYSE-2017-13 | NYSE National, Inc. (NYSENAT), NYSE MKT (NYSEMKT), NYSE Arca (NYSEARCA), New York Stock Exchange LLC (NYSE) | Order Approving Proposed Rule Changes To Amend the Certificate and Bylaws of Their Ultimate Parent Company, Intercontinental Exchange, Inc. View Received Comments See Also - Rel. No. 34-80420, Rel. No. 34-80418, Rel. No. 34-80419, Rel. No. 34-80417 |