National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99495 | Feb 8, 2024 | SR-NYSECHX-2024-04 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Rules 10.9261 and 10.9830 Comments Due: March 6, 2024 See Also - Exhibit 5 Submit a Comment on SR-NYSECHX-2024-04
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| 34-99366 | Jan 17, 2024 | SR-NYSECHX-2024-02 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing of Proposed Rule Change to Amend the Fee Schedule of NYSE Chicago, Inc. to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of an Comments Due: March 5, 2024 Rebuttal Comments Due: March 19, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99338 | Jan 12, 2024 | SR-NYSECHX-2023-25 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Rebates Comments Due: February 8, 2024 See Also - Exhibit 5 |
| 34-99167 | Dec 14, 2023 | SR-NYSECHX-2023-24 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: January 10, 2024 See Also - Exhibit 5 |
| 34-99057 | Nov 30, 2023 | SR-NYSECHX-2023-23 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Citations to Rule 600(b) of Regulation National Market System Comments Due: December 27, 2024 See Also - Exhibit 5 |
| 34-98965 | Nov 16, 2023 | SR-NYSECHX-2023-22 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: December 13, 2023 See Also - Exhibit 5 |
| 34-98901 | Nov 9, 2023 | SR-NYSECHX-2023-21 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31 Comments Due: December 6, 2023 See Also - Exhibit 5 |
| 34-98898 | Nov 9, 2023 | SR-NYSECHX-2023-19 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 Comments Due: December 6, 2023 See Also - Exhibit 5 |
| 34-98875 | Nov 7, 2023 | SR-NYSECHX-2023-20 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 10.9521 and 10.9522 to Correct Obsolete References to a FINRA Department Comments Due: December 5, 2023 See Also - Exhibit 5 |
| 34-98586 | Sep 28, 2023 | SR-NYSECHX-2023-17 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 0 Comments Due: October 25, 2023 See Also - Exhibit 5 |