National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99359 | Jan 17, 2024 | SR-Phlx-2024-01 | Nasdaq PHLX LLC (Phlx) | Notice of Filing of Proposed Rule Change to Establish Fees Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Di Comments Due: March 5, 2024. Rebuttal comments: March 19, 2024 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-Phlx-2024-01
|
| 34-99268 | Jan 3, 2024 | SR-Phlx-2023-58 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Schedule of Fees at Equity 7, Section 3 Comments Due: January 30, 2024 See Also - Exhibit 5 |
| 34-99186 | Dec 14, 2023 | SR-Phlx-2023-56 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 9 Comments Due: January 10, 2024 See Also - Exhibit 5 |
| 34-99183 | Dec 14, 2023 | SR-Phlx-2023-57 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Proprietary Data Fees for Top of PHLX Options ("TOPO"), PHLX Orders, and TOPO Plus Orders at Options 7, Section 10 Comments Due: January 10, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99141 | Dec 12, 2023 | SR-Phlx-2023-55 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees for Options on the Nasdaq 100 Index in the Exchange's Pricing Schedule at Options 7 Comments Due: January 8, 2024 See Also - Exhibit 5 |
| 34-99125 | Dec 8, 2023 | SR-Phlx-2023-53 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its GPS Antenna Fees at General 8, Section 1 Comments Due: January 4, 2024 See Also - Exhibit 5 |
| 34-99106 | Dec 7, 2023 | PHLX-2023-54 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Monthly Options Series and the Nonstandard Expirations Program Comments Due: January 3, 2024 See Also - Exhibit-5 |
| 34-99083 | Dec 5, 2023 | SR-PHLX-2023-40 | Nasdaq PHLX LLC (Phlx) | Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend Equity 4, Rules 3301A and 3301B to Establish New "Contra M Comments Due: by January 2, 2024. Rebuttal Comments should be submitted by January 16, 2024. View Received Comments See Also - Exhibit 5 |
| 34-98955 | Nov 15, 2023 | SR-Phlx-2023-49 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Shorten the Standard Settlement Cycle Comments Due: December 12, 2023 See Also - Exhibit 5 |
| 34-98950 | Nov 15, 2023 | SR-Phlx-2023-45 | Nasdaq PHLX LLC (Phlx) | Order Approving a Proposed Rule Change to Permit the Listing and Trading of P.M.-Settled Nasdasq-100 Index® Options with a Third-Friday-of-the-Month Expiration View Received Comments |