National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99394 | Jan 19, 2024 | SR-PEARL-2024-03 | MIAX PEARL, LLC (PEARL) | Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities View Received Comments See Also - Exhibit 5 Submit a Comment on SR-PEARL-2024-03
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| 34-99382 | Jan 17, 2024 | SR-PEARL-2024-02 | MIAX PEARL, LLC (PEARL) | Notice of Filing of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine W Comments Due: by March 5, 2024. Rebuttal Comments should be submitted by March 19, 2024. View Received Comments See Also - Exhibit 5 |
| 34-99375 | Jan 17, 2024 | SR-PEARL-2024-01 | MIAX PEARL, LLC (PEARL) | Notice of Filing of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine W Comments Due: by March 5, 2024. Rebuttal Comments should be submitted by March 19, 2024. View Received Comments See Also - Exhibit 5 |
| 34-99318 | Jan 11, 2024 | SR-PEARL-2023-73 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Expand the NBBO Setter Plus Program and Remove the Step-Up Added Liquidity Rebate Comments Due: February 8, 2024 See Also - Exhibit 5 |
| 34-99251 | Dec 29, 2023 | SR-PEARL-2023-72 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404, Series of Option Contracts Open for Trading Comments Due: January 26, 2024 See Also - Exhibit 5 |
| 34-99203 | Dec 18, 2023 | SR-PEARL-2023-71 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2615(d) to Eliminate the Contingent Open Comments Due: January 12, 2024 See Also - Exhibit 5 |
| 34-99180 | Dec 14, 2023 | SR-PEARL-2023-70 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404, Series of Option Contracts Open for Trading Comments Due: January 10, 2024 See Also - Exhibit 5 |
| 34-99175 | Dec 14, 2023 | SR-PEARL-2023-69 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule Comments Due: January 10, 2024 See Also - Exhibit 5 |
| 34-99152 | Dec 13, 2023 | SR-PEARL-2023-68 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 100, Definitions, Rule 530, Limit Up-Limit Down, Rule 2612, Minimum Price Variations, Rule 2614, Orders and Order Instructions, and Rule 2705 Prohibition Against Comments Due: January 9, 2024 See Also - Exhibit 5 |
| 34-99140 | Dec 11, 2023 | SR-PEARL-2023-64 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Modify Certain Connectivity and Port Fees Comments Due: January 5, 2024 View Received Comments See Also - Exhibit 5 |