National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-81632 | Sep 15, 2017 | SR-GEMX-2017-42 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees To Offer Monthly Subscriptions for Open and Close Trade Profile Information See Also - Exhibit 5 |
| 34-81500 | Aug 30, 2017 | SR-PHLX-2017-47, SR-NYSEMKT-2017-31, SR-NYSEArca-2017-60, SR-NYSE-2017-24, SR-NASDAQ-2017-059, SR-MRX-2017-08, SR-MIAX-2017-24, SR-ISE-2017-52, SR-IEX-2017-21, SR-GEMX-2017-24, SR-CBOE-2017-043, SR-BX-2017-029, SR-BOX-2017-19, SR-BatsEDGX-2017-24, SR-BatsEDGA-2017-14, SR-BatsBZX-2017-39, SR-BatsBYX-2017-13 | NASDAQ OMX PHLX, Nasdaq PHLX LLC (Phlx), NYSE MKT (NYSEMKT), NYSE Arca (NYSEARCA), New York Stock Exchange LLC (NYSE), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq MRX, LLC (MRX), Miami International Securities Exchange, LLC (MIAX), Nasdaq ISE, LLC (ISE), Investors Exchange LLC (IEX), Nasdaq GEMX, LLC (GEMX), Cboe Exchange, Inc. (CBOE), Nasdaq BX, Inc. (BX), BOX Exchange LLC (BOX), Bats EDGX Exchange, Inc. (BatsEDGX), Bats EDGA Exchange, Inc. (BatsEDGA), Bats BZX Exchange, Inc. (BatsBZX), Bats BYX Exchange, Inc. (BatsBYX) | Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process View Received Comments See Also - Rel. No. 34-80833, Rel. No. 34-80835, Rel. No. 34-80834, Rel. No. 34-80831, Rel. No. 34-80936, Rel. No. 34-80971, Rel. No. 34-80966, Rel. No. 34-80832, Rel. No. 34-80837, Rel. No. 34-80952, Rel. No. 34-80968, Rel. No. 34-80970, Rel. No. 34-80780, Rel. No. 34-80781, Rel. No. 34-80782, Rel. No. 34-80967, Rel. No. 34-80836 |
| 34-81436 | Aug 18, 2017 | SR-GEMX-2017-38 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Quoting at the Opening |
| 34-81431 | Aug 18, 2017 | SR-GEMX-2017-39 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create the Market Access and Routing Subsidy Program See Also - Exhibit 5 |
| 34-81422 | Aug 17, 2017 | SR-GEMX-2017-37 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing of Proposed Rule Change To Adopt New Corporate Governance and Related Processes Similar to Those of the Nasdaq Exchanges View Received Comments See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Rel. No. 34-81802 |
| 34-81342 | Aug 8, 2017 | SR-GEMX-2017-31 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend GEMX's Schedule of Fees With Respect to the Options Regulatory Fee View Received Comments See Also - Exhibit 5 |
| 34-81354 | Aug 8, 2017 | SR-GEMX-2017-36 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 720, Nullification and Adjustment of Options Transactions Including Obvious Errors See Also - Exhibit 5 |
| 34-81174 | Jul 20, 2017 | SR-GEMX-2017-32 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Market Maker Quotations See Also - Exhibit 5 |
| 34-81180 | Jul 20, 2017 | SR-GEMX-2017-24 | Nasdaq GEMX, LLC (GEMX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 912 View Received Comments See Also - Rel. No. 34-81500, Rel. No. 34-80970 |
| 34-81147 | Jul 14, 2017 | SR-GEMX-2017-30 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Outdated Language in the Exchange's Rulebook and Fee Schedule See Also - Exhibit 5 |