National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-93979 | Jan 14, 2022 | SR-PEARL-2022-01 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule Comments Due: February 10, 2022 See Also - Exhibit 5 Submit a Comment on SR-PEARL-2022-01
|
| 34-93965 | Jan 12, 2022 | SR-PEARL-2022-02 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors Comments Due: February 9, 2022 See Also - Exhibit 5 |
| 34-93951 | Jan 11, 2022 | SR-PEARL-2021-60 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule Comments Due: February 8, 2022 |
| 34-93895 | Jan 4, 2022 | SR-PEARL-2021-59 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees Comments Due: January 31, 2022 View Received Comments See Also - Exhibit 5 |
| 34-93894 | Jan 4, 2022 | SR-PEARL-2021-58 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Increase the Monthly Fees for MIAX Express Network Full Service Port Comments Due: January 31, 2022 View Received Comments See Also - Exhibit 5 |
| 34-93774 | Dec 14, 2021 | SR-PEARL-2021-57 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees Comments Due: January 10, 2022 View Received Comments See Also - Exhibit 5 |
| 34-93733 | Dec 7, 2021 | SR-PEARL-2021-45, SR-MIAX-2021-41 | MIAX PEARL, LLC (PEARL), Miami International Securities Exchange, LLC (MIAX) | Notice of Withdrawal of Proposed Rule Changes to Amend the Fee Schedules To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees Comments Due: October 25, 2021 View Received Comments |
| 34-93639 | Nov 22, 2021 | SR-PEARL-2021-45, SR-MIAX-2021-41 | MIAX PEARL, LLC (PEARL), Miami International Securities Exchange, LLC (MIAX) | Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Fee Schedules To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees Comments Due: December 20, 2021 Rebuttal comments due: January 3, 2022 View Received Comments |
| 34-93631 | Nov 19, 2021 | SR-PEARL-2021-56 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: December 17, 2021 See Also - Exhibit 5 |
| 34-93594 | Nov 16, 2021 | SR-PEARL-2021-55 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule and the MIAX Pearl Equities Fee Schedule To Establish a Policy Relating to Billing Errors Comments Due: December 13, 2021 See Also - Exhibit 5a, Exhibit 5b |