National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-89924 | Sep 18, 2020 | SR-MEMX-2020-08 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 13.4(a) To Add the Sources of Data for MIAX PEARL, LLC and Long-Term Stock Exchange, Inc. See Also - Exhibit 5 |
| 34-89899 | Sep 16, 2020 | SR-MEMX-2020-07 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Manner in Which the Exchange Will Designate Members To Participate in Its Mandatory Disaster Recovery Testing for Calendar Year 2020 See Also - Exhibit 5 |
| 34-89784 | Sep 8, 2020 | SR-MEMX-2020-06 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 15.3, Collection of Exchange Fees and Other Claims and Billing Policy See Also - Exhibit 5 |
| 34-89763 | Sep 3, 2020 | SR-MEMX-2020-05 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Corporate Documents of the Exchange's Parent Company See Also - Exhibit 5 |
| 34-89581 | Aug 17, 2020 | SR-MEMX-2020-04 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Various Exchange Rules To Make Changes To Proposed Exchange System Functionality Prior to the Launch of the Exchange See Also - Exhibit 5 |
| 34-89509 | Aug 7, 2020 | SR-MEMX-2020-03 | MEMX LLC (MEMX) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend Rule 8.15 and To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Rule 8.15.01 See Also - Exhibit 5 |
| 34-89447 | Jul 31, 2020 | SR-MEMX-2020-02 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Rule 4.5 Regarding the National Market System Plan Governing the Consolidated Audit Trail See Also - Exhibit 5 |
| 34-89140 | Jun 24, 2020 | SR-MEMX-2020-01 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Compliance Rules Regarding the National Market System Plan Governing the Consolidated Audit Trail See Also - Exhibit 5 |