National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-94681 | Apr 11, 2022 | SR-PEARL-2022-05 | MIAX PEARL, LLC (PEARL) | Notice of Withdrawal of Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees Comments Due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register Submit a Comment on SR-PEARL-2022-05
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| 34-94652 | Apr 8, 2022 | SR-PEARL-2022-10 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule Comments Due: May 5, 2022 See Also - Exhibit 5 |
| 34-94636 | Apr 7, 2022 | SR-PEARL-2022-13 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 2622 To Adopt on a Permanent Basis the Pilot Program Related to the Market-Wide Circuit Breaker Comments Due: May 4, 2022 See Also - Exhibit 5 |
| 34-94452 | Mar 17, 2022 | SR-PEARL-2022-08 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 2622, Limit Up-Limit Down Plan and Trading Halts Comments Due: April 13, 2022 See Also - Exhibit 5 |
| 34-94301 | Feb 23, 2022 | SR-PEARL-2022-06 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2617(b) To Adopt Two New Routing Options, and To Make Related Changes and Clarifications to Rules 2614(a)(2)(B) and 2617(b)(2) Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-94286 | Feb 18, 2022 | SR-PEARL-2022-04 | MIAX PEARL, LLC (PEARL) | Notice of Filing of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Increase the Monthly Fees for MIAX Express Network Full Service Port; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change Comments Due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-94287 | Feb 18, 2022 | SR-PEARL-2022-05 | MIAX PEARL, LLC (PEARL) | Notice of Filing of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change Comments Due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-94258 | Feb 15, 2022 | SR-PEARL-2022-03 | MIAX PEARL, LLC (PEARL) | Notice of Filing of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change Comments Due: March 15, 2022 Rebuttal comments due: March 29, 2022 See Also - Exhibit 5 |
| 34-94157 | Feb 4, 2022 | SR-PEARL-2021-57, SR-MIAX-2021-59 | MIAX PEARL, LLC (PEARL), Miami International Securities Exchange, LLC (MIAX) | Notice of Withdrawal of Proposed Rule Changes To Amend the Fee Schedules To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees Comments Due: January 10, 2022 View Received Comments |
| 34-94088 | Jan 27, 2022 | SR-PEARL-2021-57, SR-MIAX-2021-59 | MIAX PEARL, LLC (PEARL), Miami International Securities Exchange, LLC (MIAX) | Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Fee Schedules To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees Comments Due: February 23, 2022 Rebuttal comments due: March 9, 2022 View Received Comments |