National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-90278 | Oct 28, 2020 | SR-MEMX-2020-13 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Enable Members To Designate Certain Orders To Be Identified as Retail Orders to the Exchange See Also - Exhibit 5 |
| 34-90159 | Oct 13, 2020 | SR-MEMX-2020-12 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.16 and Amend Rule 11.16(b)(2) Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt See Also - Exhibit 5 |
| 34-90119 | Oct 7, 2020 | SR-MEMX-2020-11 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Shorten the Exchange's Post-Market Session To End at 5:00 p.m. Eastern Time See Also - Exhibit 5 |
| 34-90076 | Oct 2, 2020 | SR-MEMX-2020-10 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt the Initial Fee Schedule and Other Fees for MEMX LLC See Also - Exhibit 5 |
| 34-90022 | Sep 28, 2020 | SR-MEMX-2020-09 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Current Pilot Program Related to MEMX Rule 11.15, Clearly Erroneous Executions See Also - Exhibit 5 |
| 34-89924 | Sep 18, 2020 | SR-MEMX-2020-08 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 13.4(a) To Add the Sources of Data for MIAX PEARL, LLC and Long-Term Stock Exchange, Inc. See Also - Exhibit 5 |
| 34-89899 | Sep 16, 2020 | SR-MEMX-2020-07 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Manner in Which the Exchange Will Designate Members To Participate in Its Mandatory Disaster Recovery Testing for Calendar Year 2020 See Also - Exhibit 5 |
| 34-89784 | Sep 8, 2020 | SR-MEMX-2020-06 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 15.3, Collection of Exchange Fees and Other Claims and Billing Policy See Also - Exhibit 5 |
| 34-89763 | Sep 3, 2020 | SR-MEMX-2020-05 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Corporate Documents of the Exchange's Parent Company See Also - Exhibit 5 |
| 34-89581 | Aug 17, 2020 | SR-MEMX-2020-04 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Various Exchange Rules To Make Changes To Proposed Exchange System Functionality Prior to the Launch of the Exchange See Also - Exhibit 5 |