National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-94157 | Feb 4, 2022 | SR-PEARL-2021-57, SR-MIAX-2021-59 | MIAX PEARL, LLC (PEARL), Miami International Securities Exchange, LLC (MIAX) | Notice of Withdrawal of Proposed Rule Changes To Amend the Fee Schedules To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees Comments Due: January 10, 2022 View Received Comments Submit a Comment on SR-MIAX-2021-59
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| 34-94155 | Feb 4, 2022 | SR-MIAX-2021-60, SR-EMERALD-2021-43 | Miami International Securities Exchange, LLC (MIAX), MIAX Emerald, LLC (EMERALD) | Notice of Withdrawal of Proposed Rule Changes To Amend Fee Schedules To Adopt Tiered-Pricing Structures for Additional Limited Service MIAX and MIAX Emerald Express Interface Ports Comments Due: January 10, 2022 View Received Comments |
| 34-94135 | Feb 2, 2022 | SR-MIAX-2022-06 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 531 To Provide for the New Liquidity Taker Event Report-Complex Orders Comments Due: March 1, 2022 See Also - Exhibit 5 |
| 34-94087 | Jan 27, 2022 | SR-MIAX-2021-60, SR-EMERALD-2021-43 | Miami International Securities Exchange, LLC (MIAX), MIAX Emerald, LLC (EMERALD) | Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend Fee Schedules To Adopt Tiered-Pricing Structures for Additional Limited Service MIAX and MIAX Emerald Express Interface Ports Comments Due: February 23, 2022 Rebuttal comments due: March 9, 2022 View Received Comments |
| 34-94088 | Jan 27, 2022 | SR-PEARL-2021-57, SR-MIAX-2021-59 | MIAX PEARL, LLC (PEARL), Miami International Securities Exchange, LLC (MIAX) | Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Fee Schedules To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees Comments Due: February 23, 2022 Rebuttal comments due: March 9, 2022 View Received Comments |
| 34-94039 | Jan 24, 2022 | SR-MIAX-2022-05 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Professional Rebate Program Comments Due: February 18, 2022 See Also - Exhibit 5 |
| 34-93972 | Jan 13, 2022 | SR-MIAX-2021-58 | Miami International Securities Exchange, LLC (MIAX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Exchange Rule 532, Order and Quote Price Protection Mechanisms and Risk Controls Comments Due: December 27, 2021 View Received Comments |
| 34-93969 | Jan 12, 2022 | SR-MIAX-2021-64 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by To Amend Its Fee Schedule Comments Due: February 9, 2022 |
| 34-93961 | Jan 12, 2022 | SR-MIAX-2022-03 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend Exchange Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors Comments Due: February 9, 2022 See Also - Exhibit 5 |
| 34-93881 | Dec 30, 2021 | SR-MIAX-2021-63 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: January 26, 2022 See Also - Exhibit 5 |