National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-83704 | Jul 25, 2018 | SR-GEMX-2018-24 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Align Existing Investigatory and Disciplinary Processes and Related Rules With the Investigatory and Disciplinary Processes and Associated Rules of Nasdaq BX, Inc. See Also - Exhibit 5 |
34-83641 | Jul 16, 2018 | SR-GEMX-2018-25 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Improvement Orders Entered Into the Price Improvement Mechanism See Also - Exhibit 5 |
34-83533 | Jun 28, 2018 | SR-GEMX-2018-23 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Exchange's Penny Pilot Program See Also - Exhibit 5 |
34-83514 | Jun 25, 2018 | SR-GEMX-2018-22 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-Location and Direct Connectivity See Also - Exhibit 5 |
34-83445 | Jun 14, 2018 | SR-GEMX-2018-20 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Certain Route-Out Fees Set Forth in Section II.A of the Schedule of Fees See Also - Exhibit 5 |
34-83365 | Jun 4, 2018 | SR-GEMX-2018-17 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Memorialize Order and Execution Information Into GEMX Rule 718 See Also - Exhibit 5 |
34-83369 | Jun 4, 2018 | SR-GEMX-2018-18 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend and Reorganize Chapter IV of the GEMX Schedule of Fees See Also - Exhibit 5 |
34-83279 | May 17, 2018 | SR-GEMX-2018-09 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Introduce the ATR Protection for Orders That Are Routed to Away Markets View Received Comments |
34-83270 | May 17, 2018 | SR-GEMX-2018-16 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material .03 to Rule 804 To Enhance Anti-Internalization Functionality See Also - Exhibit 5 |
34-83237 | May 15, 2018 | SR-GEMX-2018-15 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material to Rule 706 To Harmonize Its Sponsored Access Rules With Those of Its Affiliates See Also - Exhibit 5 |