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National Securities Exchanges

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-94671 Apr 11, 2022 SR-MIAX-2022-13 Miami International Securities Exchange, LLC (MIAX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend Exchange Rule 518, Complex Orders
Comments Due: May 6, 2022
View Received Comments
See Also - Exhibit 5
34-94669 Apr 11, 2022 SR-MIAX-2022-10, SR-EMERALD-2022-06 Miami International Securities Exchange, LLC (MIAX), MIAX Emerald, LLC (EMERALD) Notice of Withdrawal of Proposed Rule Changes To Establish Fees for the Exchanges' cToM Market Data Products
Comments Due: March 15, 2022 Rebuttal comments due: March 29, 2022
34-94574 Apr 1, 2022 SR-MIAX-2022-12 Miami International Securities Exchange, LLC (MIAX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Extend the SPIKES Options Market Maker Incentive Program Until June 30, 2022
Comments Due: April 28, 2022
34-94384 Mar 9, 2022 SR-MIAX-2022-11 Miami International Securities Exchange, LLC (MIAX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Options Fee Schedule To Adopt Fees for a New Data Product Called the Liquidity Taker Event Report-Complex Orders
Comments Due: April 5, 2022
See Also - Exhibit 5
34-94353 Mar 3, 2022 SR-MIAX-2021-58 Miami International Securities Exchange, LLC (MIAX) Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Adopt Exchange Rule 532, Order and Quote Price Protection Mechanisms and Risk Controls
Comments Due: March 30, 2022
View Received Comments
34-94251 Feb 15, 2022 SR-MIAX-2022-09 Miami International Securities Exchange, LLC (MIAX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend Exchange Rule 1308, Supervision of Accounts
Comments Due: March 15, 2022
34-94256 Feb 15, 2022 SR-MIAX-2022-07 Miami International Securities Exchange, LLC (MIAX) Notice of Filing of a Proposed Rule Change To Amend the MIAX Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change
Comments Due: March 15, 2022 Rebuttal comments due: March 29, 2022
See Also - Exhibit 5
34-94262 Feb 15, 2022 SR-MIAX-2022-10 Miami International Securities Exchange, LLC (MIAX) Notice of Filing of a Proposed Rule Change To Establish Fees for the Exchange's cToM Market Data Product; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change
Comments Due: March 15, 2022 Rebuttal comments due: March 29, 2022
See Also - Exhibit 5
34-94259 Feb 15, 2022 SR-MIAX-2022-08 Miami International Securities Exchange, LLC (MIAX) Notice of Filing of a Proposed Rule Change To Amend Its Fee Schedule To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Express Interface Ports; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change
Comments Due: March 15, 2022 Rebuttal comments due: March 29, 2022
See Also - Exhibit 5
34-94155 Feb 4, 2022 SR-MIAX-2021-60, SR-EMERALD-2021-43 Miami International Securities Exchange, LLC (MIAX), MIAX Emerald, LLC (EMERALD) Notice of Withdrawal of Proposed Rule Changes To Amend Fee Schedules To Adopt Tiered-Pricing Structures for Additional Limited Service MIAX and MIAX Emerald Express Interface Ports
Comments Due: January 10, 2022
View Received Comments