National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-90993 | Jan 26, 2021 | SR-CboeBYX-2020-021 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Introduce Periodic Auctions for the Trading of U.S. Equity Securities Comments Due: August 25, 2020 View Received Comments Submit a Comment on SR-CboeBYX-2020-021
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| 34-90943 | Jan 19, 2021 | SR-CboeBYX-2021-004 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Monthly Fee Assessed on Members' MPIDs Comments Due: February 16, 2021 See Also - Exhibit 5 |
| 34-90899 | Jan 11, 2021 | SR-CboeBYX-2020-034 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Policy Relating to Billing Errors Comments Due: February 5, 2021 View Received Comments See Also - Exhibit 5 |
| 34-90804 | Dec 28, 2020 | SR-CboeEDGX-2020-055, SR-CboeBZX-2020-083, SR-CboeBYX-2020-032, SR-CboeEDGA-2020-029 | Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe BZX Exchange, Inc. (CboeBZX), Cboe BYX Exchange, Inc. (CboeBYX) | Order Granting Approval of Proposed Rule Changes To Revise Each Exchange's Process for Re-Opening Trading of NYSE-Listed Securities Outside of Regular Trading Hours |
| 34-90567 | Dec 4, 2020 | SR-CboeBYX-2020-033 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fee Schedule To Remove Unused Routing-related Fee Codes See Also - Exhibit 5 |
| 34-90421 | Nov 13, 2020 | SR-CboeBYX-2020-032 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing of a Proposed Rule Change To Automate the Exchange's Process for Initiating the Re-Opening of a Security Listed on the New York Stock Exchange LLC Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or After Hours Trading Session See Also - Exhibit 5 |
| 34-90364 | Nov 6, 2020 | SR-CboeBYX-2020-031 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 14.10, Requirements for Securities Issued by the Exchange or its Affiliates See Also - Exhibit 5 |
| 34-90288 | Oct 30, 2020 | SR-CboeBYX-2020-021 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Introduce Periodic Auctions for the Trading of U.S. Equity Securities View Received Comments See Also - Exhibit 5 |
| 34-90230 | Oct 20, 2020 | SR-CboeBYX-2020-030 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BYX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on April 20, 2021 See Also - Exhibit 5 |
| 34-90122 | Oct 8, 2020 | SR-CboeBYX-2020-029 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Maker Transaction Fees See Also - Exhibit 5 |