National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-64909 | Jul 18, 2011 | SR-NSX-2011-07 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NSX Rule 11.15 Consistent With the Implementation of the Adoption of Rule 15c3-5 Under the Act |
| 34-64735 | Jun 23, 2011 | SR-Phlx-2011-64, SR-NYSEArca-2011-26, SR-NYSEAmex-2011-32, SR-NYSE-2011-21, SR-NSX-2011-06, SR-NASDAQ-2011-067, SR-ISE-2011-028, SR-FINRA-2011-023, SR-EDGX-2011-14, SR-EDGA-2011-15, SR-CHX-2011-09, SR-CBOE-2011-049, SR-BYX-2011-011, SR-BX-2011-025, SR-BATS-2011-016 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), Financial Industry Regulatory Authority (FINRA), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), BATS Y-Exchange (BYX), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) | Order Approving Proposed Rule Changes Relating To Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to All NMS Stocks See Also - Rel. No. 34-64419, Rel. No. 34-64420, Rel. No. 34-64421, Rel. No. 34-64422, Rel. No. 34-64423, Rel. No. 34-64424, Rel. No. 34-64425, Rel. No. 34-64426, Rel. No. 34-64427, Rel. No. 34-64428, Rel. No. 34-64431, Rel. No. 34-64432, Rel. No. 34-64433, Rel. No. 34-64434, Rel. No. 34-64435 |
| 34-64425 | May 6, 2011 | SR-NSX-2011-06 | National Stock Exchange (NSX) | Notice of Filing of Proposed Rule Change To Amend Its Rules To Extend a Pilot Program Regarding Trading Pauses in Individual Securities Due to Extraordinary Market Volatility to All NMS Stocks and To Make Conforming Changes to Market Maker Quoting Obligations See Also - Exhibit 5 |
| 34-64242 | Apr 7, 2011 | SR-NSX-2011-05 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Extend Pilot Program Regarding Clearly Erroneous Executions See Also - Exhibit 5 |
| 34-64208 | Apr 6, 2011 | SR-NSX-2011-02 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NSX Fee and Rebate Schedule and NSX Rule 16.4 See Also - Exhibit 5 |
| 34-64213 | Apr 6, 2011 | SR-NSX-2011-04 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Extend a Pilot Program Regarding Trading Pauses in Individual Securities Due to Extraordinary Market Volatility |
| 34-64158 | Mar 31, 2011 | SR-NSX-2011-03 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable the Use of a Replace Message To Modify the Display Quantity of a Reserve Order, and Certain Other Conforming Changes to Exchange Rules View Received Comments See Also - Exhibit 5 |
| 34-63832 | Feb 3, 2011 | SR-NSX-2011-01 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Use of Self Trade Prevention Order Modifiers See Also - Exhibit 5 |
| 34-63512 | Dec 9, 2010 | SR-NSX-2010-17 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Rules To Extend Pilot Program Regarding Trading Pauses in Individual Securities Due To Extraordinary Market Volatility See Also - Exhibit 5 |
| 34-63484 | Dec 9, 2010 | SR-NSX-2010-16 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Extend Pilot Program Regarding Clearly Erroneous Executions See Also - Exhibit 5 |